• Journal of Infrared and Millimeter Waves
  • Vol. 41, Issue 1, 2021021 (2022)
Wei-Guo HUANG1、4, Yi GU1、2、3、4、*, Yu-Hang JIN2、3, Bo-Wen LIU2、3, Qian GONG1, Hua HUANG1, Shu-Min WANG5, Ying-Jie MA1、2、3, and Yong-Gang ZHANG1、2、3
Author Affiliations
  • 1Key Laboratory of Terahertz Technology,Shanghai Institute of Microsystem and Information Technology,Chinese Academy of Sciences,Shanghai 200050,China
  • 2State Key Laboratory of Transducer Technology,Shanghai Institute of Technical Physics,Chinese Academy of Sciences,Shanghai 200083,China
  • 3Key Laboratory of Infrared Imaging Materials and Detectors,Shanghai Institute of Technical Physics,Chinese Academy of Sciences,Shanghai 200083,China
  • 4University of Chinese Academy of Science,Beijing 100049,China
  • 5Department of Microtechnology and Nanoscience,Chalmers University of Technology,Gothenburg SE-41296,Sweden
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    DOI: 10.11972/j.issn.1001-9014.2022.01.019 Cite this Article
    Wei-Guo HUANG, Yi GU, Yu-Hang JIN, Bo-Wen LIU, Qian GONG, Hua HUANG, Shu-Min WANG, Ying-Jie MA, Yong-Gang ZHANG. InAs quantum wells grown on GaP/Si substrate with Ga(In,As)P metamorphic buffers[J]. Journal of Infrared and Millimeter Waves, 2022, 41(1): 2021021 Copy Citation Text show less

    Abstract

    InAs/In0.83Al0.17As quantum wells have been demonstrated on In0.83Al0.17As metamorphic layers on GaP/Si substrates. The effects of GaxIn1-xP and GaAsyP1-y graded buffer layers on the sample performances are investigated. The sample with GaxIn1-xP metamorphic buffer layer has narrower width in X-ray diffraction reciprocal space maps, indicating less misfit dislocations in the sample. Mid-infrared photoluminescence signals have been observed for both samples at room temperature, while the sample with GaxIn1-xP metamorphic buffer shows stronger photoluminescence intensity at all temperatures. The results indicate the metamorphic buffers with mixed cations show superior effects for the mid-infrared InAs quantum wells on GaP/Si composite substrates.

    Introduction

    Silicon-based photonics has attracted much attention in the past decade,where silicon is utilized as functional devices or supplies a platform for functional devices. In a silicon-based compact optoelectronic sensor system,silicon works as a platform for various devices,including light source,photodetector,and etc 1-3. For the gas sensing,many fingerprint spectra are located in the mid-infrared(MIR)wavelength range,which makes MIR light sources great potential in the areas such as trace-gas measurement,medical detection,as well as environmental monitoring 4-6. MIR light source on silicon substrate becomes one of the necessary parts of a compact optoelectronic sensor. Because the III-V compound semiconductors are direct band gap materials with a relatively high light emission efficiency,a practicable method to realize silicon-based MIR light source is to integrate III-V compound semiconductors on the silicon substrate 7-9. Meanwhile,quantum-wells(QWs)structures have high restrictions for carrier transport. Hence,direct integration of high efficiency III-V QWs on Si substrates has been employed to obtain silicon-based MIR light sources 1011. For example,Nguyen-Van et al. have reported the InAs/AlSb quantum cascade lasers directly grown on Si substrate with the lasers emitting near 11 µm at RT 12. The type-I InAs MIR QW lasers have been demonstrated 1314. The integration of the InAs QW laser structures on Si substrates is a promising candidate to realize MIR lasers. Mainly three methods exist to integrate group III-V and Si materials,including hybrid integration,wafer bonding and monolithic heteroepitaxy 15. Among them,the monolithic heteroepitaxial technology with the integrated growth has been reported widely on near-infraredlasers16-18. However,only a few reports related to efficient silicon-based MIR light source by the monolithic heteroepitaxial technology are reported up to now.

    Growth of III-V semiconductor laser structures on Si substrates usually encounters several main obstacles 19. Among them,the misfit dislocations originated from the Si/III-V interface deteriorate the laser performances dramatically. Deserve to be mentioned,III-V semiconductor gallium phosphide(GaP)is nearly lattice-matched to Si with low dislocation density 20. Besides,influenced by different polarities of the interface between the III-V semiconductor and the underlying Si substrate,the anti-phase domain(APD)boundaries could form to induce many defects 2122. Several solutions have been proposed to overcome the APDs. Volz et al. have verified that thin GaP nucleation layer grown on Si buffer layer by a flow rate modulated mode could achieve a charge neutral interface 23. Thus,GaP could be used as a useful template candidate for the growth of III-V semiconductor on Si. Therefore,the monolithic heteroepitaxy of InAs QW lasers on the GaP/Si composite substrate is a feasible method to realize silicon-based MIR light sources. However,the lattice mismatch between the GaP/Si substrate and the InAs epitaxy layer is remarkable. The misfit dislocations arising from the interface could increase non-radiation recombination and meanwhile increase the threshold current density of the lasers. The introduction of a buffer layer has been proved to be an efficient method to filter the dislocations and improve the crystal quality 24-26. The high-quality InAs quantum dot layers on Si substrates by using a GaAs buffer have been demonstrated 27. However,few reports related to Si-based InAs QWs through appropriate buffer layers are reported up to now. In this case,the introduction of metamorphic buffers(MBs)has been implemented to improve quality of the InAs QWs on GaP/Si substrates.

    In our previous work,type-I InAs/In0.83Al0.17As QWs have been grown on GaP substrates by using In0.83Al0.17As buffers 28.The misfit dislocations result in the inferior lattice quality as well as the relatively low PL intensity caused by abundant non-radiative recombination centers. In this work,we proposed different pathways of MBs to relax the interface stress as well as to restrain propagation of the threading dislocations originated from the GaP homoepitaxy and the GaP/Si substrate 29. The heterogeneous silicon-based InAs/In0.83Al0.17As QW becomes feasible through using compositionally graded Ga(In,As)P MBs. The lattice structure and optical properties as well as strain conditions were analyzed to compare the effect of the MBs on the GaP/Si substrates. Results indicate that the sample with the GaxIn1-xP buffer shows stronger PL intensity as well as a lower misfit dislocation density.

    1 Experiments

    The InAs/In0.83Al0.17As QWs were grown by using a VG Semicon V80H gas source molecular beam epitaxy(GSMBE)system on(001)-oriented GaP/Si substrates. Before growth,the substrates were performed through a thermal oxide desorption process. The surface oxide layers on the GaP/Si substrate were desorbed under the P2 atmosphere at 740 ºC(measured by thermal couple),then the homoepitaxial GaP buffer layers were grown.

    In this study,the main motivation is to preliminarily evaluate the effects of mixed cation buffer GaInP and mixed anion buffer GaAsP on GaP/Si substrates. The growth temperature and layer thickness of the MBs are important parameters for the material quality. It is known that the appropriate growth temperature of GaAsP layer is higher than GaInP. The appropriate growth temperatures were set for the respective materials based on our experience. To obtain the same strain relaxation,the close grading rates of the MBs are designed. During the growth of GaInP and GaAsP MBs,the lattice constant changes from that of GaP layer to that of InP layer and GaAs layer,respectively. Under the same thickness of the MBs,the sample structure with InGaP has a larger grading rate than the structure with GaAsP in the MBs theoretically. In this case,the layer thickness of the GaxIn1-xP metamorphic buffer layer has been designed larger than the GaAsyP1-y graded buffer layer.

    As shown in Fig. 1,sample 1 was grown on GaP/Si substrate and the growth started with a 0.2-µm-thick undoped GaP buffer layer. Then,a 0.2-µm-thick InP layer was grown on the 0.9-µm-thick gradient GaxIn1-xP buffer layer. After that,a 0.5-µm-thick InzAl1-zAs MB was grown. The In composition of the InzAl1-zAs layer gradually changed from 0.52 which is lattice-matched to InP to 0.83 of the virtual substrate. For sample 2,after undoped GaP buffer layer,the sample structure varies from GaP layer to GaAs layer by growing a 0.5-µm-thick GaAsyP1-y MB followed by 0.2-µm-thick GaAs. Then,a 1-µm-thick InzAl1-zAs MB was grown with the In composition gradually changed from 0 to 0.83 of the virtual substrate. Similar to the Ga(In,As)P MBs,in order to get the same strain relaxation in the InAlAs MB layers,the InAlAs MB layer in the sample with GaAs has been designed thicker than the other one. Then,a 0.5-µm-thick In0.83Al0.17As barrier,a 10-nm-thick InAs QW layer and a 10-nm-thick In0.83Al0.17As cap layer were grown for both samples. Besides,the growth temperature of the GaxIn1-xP buffer layer was varied from 540ºC to 510 °C with the rate of 0.007 ºC /s while the effusion cell temperature of Indium and Gallium was continuously increment and decrement,respectively. During the cell operation,the reduction of source flux is prominent after shutter opening. The loss of thermal radiation from the source material surface is responsible for the transient. Therefore,an optimized temperature control is presented to compensate the flux reduction before growth. During the GaAsyP1-y buffer layer grown,the template temperature was 580 °C. The pressure of AsH3 and PH3 was step graded to the corresponding values,respectively. Finally,the growth temperature of the InzAl1-zAs buffer was 510 °C for both samples.

    Schematic structures of the InAs/In0.83Al0.17As quantum wells grown on GaxIn1-xP buffer and GaAsyP1-y buffer

    Figure 1.Schematic structures of the InAs/In0.83Al0.17As quantum wells grown on GaxIn1-xP buffer and GaAsyP1-y buffer

    Two different pathways transited from GaP homoepitaxy to In0.83Al0.17As virtual substrate have been depicted by the band-gap versus lattice constant diagram. The transitions of the sample 1 and sample 2 were described by the black line and the red line,respectively. For the sample with GaxIn1-xP MBs,the pathway transited from GaP to InP through growing anion gradient GaxIn1-xP buffer layer. Then the pathway transited from In0.52Al0.48As which is lattice-matched to InP to In0.83Al0.17As through InzAl1-zAs buffer layer. Similarly,for the sample with GaAsyP1-y buffer,the anion gradient GaAsyP1-y buffer layer served as a transition layer for the route changing from GaP to GaAs. The pathway transited from AlAs which is nearly lattice-matched to GaAs to In0.83Al0.17As by using InzAl1-zAs buffer layer ultimately.

    Lattice constants and band gaps of the InAs/In0.83Al0.17As quantum wells grown on GaxIn1-xP buffer(samples 1)and GaAsyP1-y buffer(samples 2)

    Figure 2.Lattice constants and band gaps of the InAs/In0.83Al0.17As quantum wells grown on GaxIn1-xP buffer(samples 1)and GaAsyP1-y buffer(samples 2)

    2 Results and discussions

    After growth,the morphologies of the two samples were observed by adopting a Bruker Dimension-Icon atomic force microscope(AFM)system and shown in Fig. 3. Both samples show regular cross-hatch stripes aligned along the[110]and[1-10]. The root mean square(RMS)roughness values of around 9 nm are similar for both samples.

    20 × 20 µm2 AFM images of the InAs/In0.83Al0.17As quantum well structures:grown on(a)GaxIn1-xP buffer(samples 1)and(b)GaAsyP1-y buffer(samples 2)

    Figure 3.20 × 20 µm2 AFM images of the InAs/In0.83Al0.17As quantum well structures:grown on(a)GaxIn1-xP buffer(samples 1)and(b)GaAsyP1-y buffer(samples 2)

    To evaluate the structural characteristics,the ω-2θ rocking curves as well as the reciprocal space maps(RSMs)were measured using a Philips X’pert MRD high resolution X-ray diffractometer(HRXRD)equipped with a four-crystal Ge(220)monochromator. As shown in Fig. 4,the(004)direction HRXRD ω-2θ scanning curves and the simulated curves of the two samples were described by the black solid and the red dashed line,respectively. For comparing the lattice quality visually,the position of the highest peak of each curve corresponding to Si substrate has been moved to 34.6º. The relatively broad peaks at about 31.0º are related to In0.83Al0.17As virtual substrates,because the theoretical peak position of the In0.83Al0.17As is at 30.98° in the fully relaxed mode. This indicates that the In0.83Al0.17As is nearly fully relaxed for both samples. The peaks at about 34.3° are related to the GaP layer,while the weak envelopes around 30.2º appear in the measured curves and are assigned to the peaks of the InAs QW layers according to the simulation. In the simulation of the strain relaxation of InAs QWs,the thicknesses of InAs QWs are less than the critical thicknesses resulting in the planar growth of the InAs layers. Hence,the effects of GaxIn1-xP and GaAsyP1-y graded buffer layers on material quality can be investigated adequately through comparing the properties of the InAs QWs. In the simulation,the relaxation degree of InP layer and GaAs layer were nearly fully relaxed for the samples 1 and 2,respectively. The Indium composition of In0.83Al0.17As and the InAs QW thickness of 10 nm were used. Besides,the strain relaxation degree of In0.83Al0.17As layer was set to be 99.3% and 99.1% for samples 1 and 2,respectively. It is obvious that the measured curves match well with the simulated ones. Simultaneously,the simulated values of structural parameters show well consistency with the design ones,indicating that the growth calibrations of alloy mole fraction as well as InAs thickness show good accuracy. Furthermore,it can be observed that the In0.83Al0.17As peaks of the two samples are nearly the same,with the full widths at half maximum(FWHMs)of 1200 s to the samples. Depend on the results from XRD scanning curves,comparable lattice quality of the samples with GaxIn1-xP and GaAsyP1-y buffer could be achieved probably.

    HRXRD(004)scanning curves(the black one)and simulated curves(the red one)of the InAs/In0.83Al0.17As quantum well structures grown on(a)GaxIn1-xP buffer(sample 1)and(b)GaAsyP1-y buffer(sample 2)

    Figure 4.HRXRD(004)scanning curves(the black one)and simulated curves(the red one)of the InAs/In0.83Al0.17As quantum well structures grown on(a)GaxIn1-xP buffer(sample 1)and(b)GaAsyP1-y buffer(sample 2)

    In the Fig. 5,the accurate strain relaxation state of the samples was investigated by the reciprocal space maps(RSMs)measurement involving the symmetric(004)as well as the asymmetric(115)reflections. In the RSMs figures,the relatively narrow and circular peaks are related to the Si substrate. The epitaxial layers with the elliptical shape corresponds to the In0.83Al0.17As virtual substrate. In the(004)RSMs of samples,between the Si substrate with the In0.83Al0.17As layer,the peaks corresponding to the GaP and InP layer have been denoted,respectively,in the sample with the GaxIn1-xP buffer layer. As the Qy value is decreased,the three epitaxial layer peaks with broad distributions corresponds to the GaP buffer layer,the component gradient GaAsyP1-y layer and the GaAs layer in the sample with the GaAsyP1-y,respectively. In the sample with the GaxIn1-xP layer,the position of the maximum diffraction intensity of the In0.83Al0.17As layer is close to the center of the Si substrate peak along the horizontal direction. However,in the other sample,the line connected with the center of the In0.83Al0.17As diffraction peak and the substrate peak shows slightly tilt with the vertical line. At the stressed interfaces between III–V compound semiconductor materials,two types of misfit dislocations α and β,which is related to[-110]and[110]directions,respectively,may appear. The imbalanced glide velocities of the dislocations as well as the unequally activation energies for dislocation nucleation lead to the asymmetric strain relaxation,resulting in epilayer tilt in comparison to the substrate offcut axis. 30 The tilt resulted from different types of misfit dislocations is proportional to the substrate misorientation. Besides,the structure of the underlying buffer layer is verified to have a great effect on the crystallographic tilt 31. Considering the same substrate offcut shared by the samples,the structures of the MBs which held an effect on the lattice relaxation process play a more important role on the tilt formation. Comparing to the step-graded sample,the relaxation process of a linearly-graded structures is slower since the strain energy in the later increases more gradually. Therefore,in the strain relaxation process of the GaxIn1-xP linear-graded sample,misfit dislocations have enough time to glide evenly towards[-110]and[110]directions,the lattice tilt is thus minimized in the InAlAs epilayers on the linear-graded buffer. 32For the asymmetric(115)reflections,the lines of full relaxation and full pseudomorphic are drawn for references. The centers of the epitaxial layer contours are close to the relaxation line,indicating the strain of the sample has been relaxed through the compositionally graded Ga(In,As)P MBs and the InxAl1-xAs buffer layers. In the symmetric(004)reflections,the broadening of the epitaxial layer contours along the Qx caused by various mechanisms,such as mismatched dislocation,tilt formation,and anisotropy exiting in the layers. Among them,misfit dislocation plays a major role in the mechanisms. It can be extracted from the RSMs mapping,the broadening value of the In0.83Al0.17As layer in sample 2(44 ×104 rlu)is greater than that of sample 1(36 ×104 rlu)along the Qx,indicating the more misfit dislocations in the sample with the GaAsyP1-y layer than the sample with the GaxIn1-xP MBs. Besides,the broadening along the Qy reflects ingredient fluctuation of the component gradient buffer layer. Obviously,the broadening of the mosaic along the Qx is greater than the broadening along the Qy,indicating that the misfit dislocation is major factor deteriorating the material qualities while the component fluctuation plays a relatively minor factor.

    Symmetric(004)and asymmetric(115)reciprocal space maps of the InAs/In0.83Al0.17As quantum well structures grown on(a)GaxIn1-xP buffer and(b)GaAsyP1-y buffer

    Figure 5.Symmetric(004)and asymmetric(115)reciprocal space maps of the InAs/In0.83Al0.17As quantum well structures grown on(a)GaxIn1-xP buffer and(b)GaAsyP1-y buffer

    The optical characteristics of the samples could be extracted from photoluminescence(PL)spectra. The PL spectra at different temperatures were measured by applying a Thermo Scientific Nicolet iS50 Fourier transform infrared(FTIR)spectrometer equipped with a liquid-nitrogen cooled InSb detector and CaF2 beam splitter. A diode-pumped solid-state(DPSS)laser with the wavelength of 532 nm was used as the excitation source. The samples were mounted into a continuous-flow helium cryostat to change the temperature. The measurement temperature ranges from 10 K to RT. As shown in the Fig. 6,the PL measurements were implemented under the selected temperature. In order to observe the data more clearly,the PL spectra have been enlarged for both samples under different temperature. The water absorption bands have been seen in the PL signals in the wavelength range of 2.5-2.8 µm. The PL emission peaks of both samples are around 2.5 μm at 77 K and 2.6 µm at RT,respectively.

    PL spectra of sample 1(on GaxIn1-xP buffer)and sample 2(on GaAsyP1-y buffer)

    Figure 6.PL spectra of sample 1(on GaxIn1-xP buffer)and sample 2(on GaAsyP1-y buffer)

    The results extracted from the PL spectra have been reflected in the Fig. 7. Along with the temperature increasing,the PL intensities of the two samples are decreased. Meanwhile,the PL intensity of sample 1 with GaInP layer is about twice of sample 2 with GaAsP layer at selected temperature. The result indicates the lesser number of the non-radiative recombination centers in the InAs quantum well of the sample with GaInP layer. Simultaneously,the FWHMs of sample 2 are slightly larger than those of sample 1 at selected temperature,which reveals that there is lesser composition fluctuation and nonuniformity in the sample with GaInP. Besides,when the temperature increased,the fact that the scattering between phonons and excitons becomes stronger induces larger PL line width data of samples. It can be observed that the peak width of sample 2 is broadened much quicker than that of sample 1 when the temperature increased from 160 K to 300 K. It indicates that the scattering between phonons and excitons in the sample with GaAsP is stronger than those of the sample with GaInP in that temperature interval. The larger strain may exist in the well layers of sample 2,so the strain is easier to relax in the interface between InAs quantum well and In0.83Al0.17As barrier layer. The breakdown of bonding at the interface may provide the more localization of longitudinal optical phonon. Thus,the strength of scattering between phonons and excitons is bigger in the sample with GaAsP than the other sample. 33

    Temperature-dependent PL intensity and FWHM of sample 1(on GaxIn1-xP buffer)and sample 2(on GaAsyP1-y buffer)

    Figure 7.Temperature-dependent PL intensity and FWHM of sample 1(on GaxIn1-xP buffer)and sample 2(on GaAsyP1-y buffer)

    The high indium fraction GaInP layer grown by GSMBE systems have been found to show unusual details at the growth surface 34. The phase separation misoriented off{110}planes is generated in the area with the indium clustering,the features of the planar defects were termed “branch defects”. Branch defects have been shown to pin threading dislocations,causing the dislocation density escalation 35. McGill et al. have confirmed high growth temperature delayed the branch defects formation in the high indium fraction GaInP graded buffer layer. 36 Besides,the local phase separation could be suppressed by the high V/III ratio effectively 37. In the experiment,the relatively high growth temperature as well as the sufficient V/III ratio has been adopted to reduce the branch defects formation in the GaInP layer.

    Depend on the broadening value of the In0.83Al0.17As layer in RSMs measurement as well as the PL intensity of the InAs QW,the sample with compositional graded GaxIn1-xP buffer layer has slightly better properties than the sample with the step-graded GaAsyP1-y layer. The growth temperature changed slowly during the growth of the GaxIn1-xP compositional graded buffer layer. Thus,the accurate Ga2:In2 flux ratio could be obtained to control the composition of the GaxIn1-xP MBs. The ternary layer could relax the strain between the GaP layer and In0.83Al0.17As layer prominently. In addition,the propagation of threading dislocations originated from the GaP homoepitaxy and the GaP/Si substrate might be restrained effectively in the GaxIn1-xP buffer layer. Differently,during the growth of the GaAsyP1-y step graded buffer layer,the AsH3 and PH3 are pumped into the Al2O3 ceramic tube and decomposed into hydrogen,As4 and P4 in the gas-cracking cells. Then,the As4 and P4 are cracking into As2 and P2 in the tiny pores at the bottom of the ceramic tube. The flux of the group V is controlled by the pressure differential between the biopolymer molecule and the vacuum chamber. Because the pressure in the growth chamber has a fluctuation,so,the flux of the group V is uneasy to control. The GaAsyP1-y buffer layer with the imprecise quantities of atoms As and P might not relax the strain between the GaP layer and In0.83Al0.17As layer sufficiently.

    3 Conclusions

    The InAs/In0.83Al0.17As QWs with different buffer grading schemes from GaP to In0.83Al0.17As virtual substrate are investigated. The graded buffers with mixed anions(GaAsP)and mixed cations(GaInP)were applied and compared. The samples show similar surface morphology,close HRXRD FWHMs as well as close relaxation degree. The sample with GaAsyP1-y buffer layer shows larger broadening of the epitaxial layer contours along the Qx direction in HRXRD RSM,indicating more misfit dislocations than that on the GaxIn1-xP buffer. The PL emission peaks up to around 2.6 µm were observed for both samples at RT. The PL intensity of the sample on GaInP buffer is stronger than that on GaAsP buffer at various temperatures. These results give a potential pathway to improve the performance of mid-infrared light sources on GaP/Si substrate using mixed cation buffer layers.

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