
- Matter and Radiation at Extremes
- Vol. 7, Issue 4, 048401 (2022)
Abstract
I. INTRODUCTION
On October 14, 2020, Snider et al.1 reported the discovery of room temperature superconductivity in a material composed of hydrogen, sulfur, and carbon termed carbonaceous sulfur hydride, hereinafter called CSH. If this is true, it represents a major scientific breakthrough. “A superior test of superconductivity”1 demonstrating superconductivity was claimed to be the detection of sharp drops in the ac magnetic susceptibility. Figure 1 reproduces the results presented in Fig. 2a and Extended Data Fig. 7d of Ref. 1, showing susceptibility vs temperature for five different pressures, together with “raw data” in an inset for yet another value of the pressure. The five curves in Fig. 1 were obtained from the subtraction of two independent measurements, namely, “raw data” and “background signal,” according to the equation
Figure 1.Ac magnetic susceptibility of CSH at different pressure values reported in (a) Fig. 2a and (b) Extended Data Fig. 7d of Ref.
Given the raw data and the data reported in Ref. 3, we can extract the background signal from the relation
Figure 2.Raw data from Ref.
In Refs. 4 and 5, we suggested that various questions that we raised there and in an earlier paper6 about the validity of the magnetic susceptibility measurements reported in Ref. 1 would find answers once the authors of the latter released the underlying data. In this paper, we report our analysis of the data reported in Refs. 2 and 3 and our conclusion that the raw data underlying the published data are incompatible with the published data. Some of the results discussed here were presented earlier in a short communication7 and in preprints.8–10
II. RAW DATA AND BACKGROUND SIGNAL
Figures 3 and 4 show graphs of the susceptibility curves from Fig. 2a and Extended Data Fig. 7d of Ref. 1, respectively. The left panels show the curves with the same resolution as given in Ref. 1, and the right panels show the same curves with higher resolution.4
Figure 3.Magnetic susceptibility for pressures 166, 178, and 189 GPa of Fig. 2a of Ref.
Figure 4.Magnetic susceptibility for pressures 160 and 182 GPa of Extended Data Fig. 7d of Ref.
In Ref. 7, we plotted the background signal data obtained from Eq. (2) for all the temperature ranges where data and raw data have been reported, and we determined that it was impossible for the background signal to have resulted from a single measurement at 108 GPa, because the resulting function was double-valued in a certain temperature range. This already raises questions about how the background signal was obtained.
Figures 5–9 show the raw data from Ref. 3, the data published in Fig. 2a and Extended Data Fig. 7d of Ref. 1, and the background signal obtained from Eq. (2), for the five values of the pressure reported in Ref. 1, namely 166, 178, and 189 GPa in Fig. 2a of Ref. 1 and 160 and 182 GPa in Extended Data Fig. 7d. The scale on the vertical axis gives the susceptibility in nanovolts as given by the raw data of Ref. 3. The data curves (green curves) have been shifted vertically so that they coincide as closely as possible with the raw data curves. It can be seen that there is close agreement between the raw data (black points) and the data (green points) in the region where the raw data change rapidly with temperature. To facilitate comparison between raw data and background signal, a part of each background signal curve has been copied and shifted downward to be positioned near the raw data points.
Figure 5.For pressure 166 GPa, the black points are raw data from Ref.
Figure 6.For pressure 178 GPa, the black points are raw data from Ref.
Figure 7.For pressure 189 GPa, the black points are raw data from Ref.
Figure 8.For pressure 160 GPa, the black points are raw data from Ref.
Figure 9.For pressure 182 GPa, the black points are raw data from Ref.
What should be apparent to the reader from looking at these figures is that the fine structure in the raw data (black points) and the background signal (red points) is nearly identical for all cases shown, and that that fine structure is absent in the data (green points). The only case where some of the fine structure in the raw data can be discerned in the data is for 182 GPa.
Is it possible that the coincidences seen in the fine structure of the raw data and inferred background signals in Figs. 5–9 may be real reproducible features associated with the measuring apparatus obtained in separate measurements at different pressures, as reported in Ref. 1? To assess this possibility, we present in Figs. 10 and 11 examples of susceptibility measurements in diamond anvil cells for other materials, where measurement results for overlapping ranges of temperature are shown. From a comparison of the regions highlighted by the rectangular boxes for curves at different pressures, it is apparent in Figs. 10 and 11 that the fine structure does change substantially with pressure in these type of measurements in diamond anvil cells. This indicates that it is impossible for the raw data and background signal to have the similar fine structure shown in Figs. 5–9 if they result from independent measurements.
Figure 10.Susceptibility measurements in diamond anvil cells for (a) yttrium under pressure, from Fig. 1 of Ref.
Figure 11.(a) Susceptibility measurements for (a) platinum hydride under pressure, from Fig. 2 of Ref.
This then leads us to consider the following possible explanations for this conundrum:
Figure 12.For small temperature intervals for pressures 166 and 189 GPa, respectively, (b) and (d) show data (green points), raw data (black points), and background signal (red points). (a) and (c) show the data with the vertical scale amplified to clearly reveal the fine structure.
To get an overview of the highly anomalous behavior of raw data and background signal discussed above, we plot the results for all pressures in Fig. 13. Note also the very different behavior of the raw data for 138 GPa compared with all other cases: only here does the slope of the raw data vs temperature change substantially right at the point where the drop in signal occurs. We discuss this further in Appendix A.
Figure 13.Comparison of fine structure in the raw data (black points) and background signal (red points). The lower red curves are identical to the upper red curves, shifted downward to facilitate comparison with the fine structure in the black curves for temperatures below the drops. The ordinate gives the voltage in nanovolts.
In the following sections, we will present a further analysis of these data, and in particular of the data for 160 GPa that show very anomalous features, which have been suggested to result from a particular background subtraction methodology termed “UDB_1” by the authors of Ref. 16. This will shed more light on the possible alternative explanations listed earlier in this section.
III. FURTHER ANALYSIS OF RAW DATA AND PUBLISHED DATA
From the analysis in Sec. II, we concluded that there is an unexpected disconnect between the published data for magnetic susceptibility in Ref. 1 and the raw data for the same measurements posted in Refs. 2 and 3. Our analysis in Sec. II relied on extracting the background signal. Here, we carry out a further comparison between raw data and published data without relying on an inferred background signal.
We consider the susceptibility increments
Figure 14.Comparison of susceptibility increments (in nV) for neighboring points in temperature between raw data (black points) and data (green points). All values have been obtained from the tables in Ref.
Recall that an independently measured background signal is reportedly subtracted from the raw data to arrive at the published data [Eq. (1)]. However, Fig. 14 cannot be understood in light of Eq. (1). In particular, for 160, 166, 178, and 189 GPa, the range of values of Δχ for the raw data is much larger than the range of values of Δχ for the data. According to Eq. (1), we would expect exactly the opposite: given a range of values for Δχ for the raw data and another one for the independently measured background signal, the resulting range of values of Δχ for the difference, i.e., the data, should be larger than for both. Instead, it is substantially smaller.
The discrepancy between what we expect to see and what we see is particularly stark for 160 GPa. For that case, the Δχ increments for the data in Fig. 14 follow well-defined lines with no scatter at all. It is impossible to understand how this behavior can result from a physical measurement of a voltage and subtraction of a physical measurement of another voltage at a different pressure. In Fig. 15, we show in the left panel the susceptibility increments for the raw data (black points) and for the background signal obtained through Eq. (2) (red points). The difference between these two sets of points, obtained through what were said to be separate measurements at different pressures,1 which look highly random and uncorrelated, gives rise to the highly structured susceptibility increments for the data points shown in the right panel of Fig. 15.
Figure 15.For pressure 160 GPa, the left panel shows susceptibility increments for raw data (black points) and background signal obtained through Eq.
To further highlight the highly anomalous character of the data for 160 GPa, we show in Fig. 16 the data and raw data for limited ranges of temperatures below and above the steep drop in susceptibility. The raw data and background signal show large scatter and they track each other, as seen earlier in Fig. 8. The data, which result from subtracting the background signal from the raw data, follow a highly regular pattern, oblivious to the large oscillations in the raw data and background, with smooth connected pieces separated by discrete jumps. It is impossible to understand how such a pattern could result from any physical measurement vs temperature, or from a combination of physical measurements vs temperature. For the data (blue points) to result from subtraction of a background (red points) from raw data (black points), the oscillations in the background signal, presumably arising from instrumental noise, would have to closely track the oscillations in the raw data. Independently measured raw data and background signal do not have that property.
Figure 16.Raw data, data, and background signal inferred by subtraction, obtained from the numerical values reported in Table 5 of Ref.
IV. DETAILED ANALYSIS OF 160 GPa DATA
Figure 17(a) shows the data on susceptibility for a pressure of 160 GPa. The numerical values are given in the second column of Table 5 of Ref. 3 (labeled “Superconducting Signal”). A superconducting transition appears to take place around T = 170 K. In Figs. 17(c) and 17(d), these data are shown on a 15-times expanded vertical axis. Because of the steep rise at 170 K the regions above and below 170 K need to be displayed in separate panels. A striking feature is the series of discontinuous steps. These steps are directly visible to the eye in the temperature ranges where χ′(T) has a weak temperature dependence. However, they are also present in the range where χ′(T) rises steeply as a function of temperature, as can be seen by calculating the difference between neighboring points
Figure 17.(a) Susceptibility data (“Superconducting Signal”) for CSH at a pressure 160 GPa, from the numerical data of Table 5 of Ref.
By shifting continuous segments of the curves by an amount 0.165 55n, with n integers that can be read off from Fig. 17(b), it is a simple and straightforward task to “unwrap” the vertical offsets. The result for the two separate ranges above and below 170 K is displayed in Figs. 17(e) and 17(f), and that for the full range is displayed in Fig. 17(g). On comparing Fig. 17(e) with Fig. 17(c), and Fig. 17(f) with Fig. 17(d), it is possible to verify that the resulting curves are extremely smooth and completely free of discontinuities. On comparing Fig. 17(g) with Fig. 17(a), it can be seen that the steep rise at 170 K is absent from Fig. 17(g). As a consistency check Δχ(j) was finally calculated, corresponding to Fig. 17(g). On comparing the result in Fig. 17(h) with that in Fig. 17(b) (shown with the same vertical scale to facilitate comparison), it can be seen that there are no shadow curves in Fig. 17(h), demonstrating that not only is the temperature dependence of Fig. 17(g) smooth, but the differential shown in Fig. 17(h) is, surprisingly for an experimental quantity, also completely smooth.
The behavior of the data shown in Figs. 17(c) and 17(d), together with the fact that the segments can be joined by vertical shifts that are all of the same form (0.165 55 ± 0.000 05)n, indicate that the disconnected segments are portions of a continuous curve that has been broken up by quantized steps. The sequence of steps together form a quantized component that is entirely responsible for the steep rise of χ′(T) at 170 K seen in Fig. 17(a). The data (Superconducting Signal) of Fig. 17(a) can be expressed as
Figure 18.(a) Quantized component of susceptibility data (“Superconducting Signal”) for CSH at a pressure 160 GPa. (b) Difference between neighboring points of (a) divided by 0.165 55. (c) and (d) Data of (a) on an enlarged scale.
According to Ref. 1, a background signal measured at 108 GPa was subtracted from the raw data (“Measured Voltage”) in obtaining the published data (“Superconducting Signal”) in Ref. 1. In other words,
A. A possible explanation of these results?
To begin to understand these results, we have to understand (a) why the Measured Voltage deduced above (quantized component) is a series of flat steps separated by jumps of a fixed magnitude 0.165 55 nV and (b) why the background signal deduced above (the negative of the unwrapped curve) is a smooth curve with no experimental noise.
B. Relation with the reported raw data
In Sec. IV A, we have concluded that the very unusual nature of the susceptibility data for 160 GPa reported in Ref. 1 could possibly be understood if the measured raw data were the quantized component of the Superconducting Signal shown in Fig. 18(a), and the background signal were given by the negative of the unwrapped curve in Fig. 17(g). On the other hand, the superconducting signal as well as the measured raw data were reported in Table 5 of Ref. 3, and we can infer from them the background signal simply by subtraction. Therefore, in Figs. 19(a) and 19(b), we compare the reported raw data and the background signal inferred from the reported raw data and the reported data3 with our hypothesized raw data and background signal deduced above.
Figure 19.(a) Raw data (Measured Voltage) reported in Ref.
It can be seen from Fig. 19 that there is a complete disconnect between the raw data and the background signal inferred from the numbers reported in Ref. 3, and the raw data and background signal inferred from the analysis of the Superconducting Signal1 (numerical values given in Ref. 3) discussed above. In particular, there is certainly no way that a polynomial fit of the black points in Fig. 19(b) would have any resemblance to the red curve shown in Fig. 19(b), and there is a significant difference between the black and red curves in Fig. 19(a). There is also no quantization of measured voltages in the raw data reported in Ref. 3. The reported measured values of the Measured Voltage are given in Table 5 of Ref. 3 with 11 significant digits. This is not necessarily the experimental resolution. The experimental resolution is set by the complete analog and digital chain, of which the digital-to-analog converter is the last element. The smallest step between neighboring temperatures in Table 5 of Ref. 3 is of order 0.0001 nV. Hence, the resolution of the experimental setup is 0.0001 nV or smaller. This is about three orders of magnitude higher resolution than the resolution of the measuring device that would yield the quantized component [red curve in Fig. 19(a)] as measured raw data. It can also be seen from Fig. 19 that there is much larger noise in the raw data and background signal reported in Ref. 3 than there is in the red curves that were deduced from the reported Superconducting Signal above. As discussed earlier, this is also found for all the other pressure values.
V. EXPLANATIONS BY THE AUTHORS OF REF.
It should be clear from the previous sections that there is an incompatibility between the statement in the original publication1 that the background signal was obtained from an independent measurement at a much lower pressure (108 GPa) and features seen in the raw data and the data. It turns out that in subsequent publications,3,16 the statement of Ref. 1 that “The background signal, determined from a non-superconducting C-S-H sample at 108 GPa, has been subtracted from the data” was explicitly (albeit unapologetically) negated by two of the authors of Ref. 1. We discuss this in what follows and in Appendix B.
In Refs. 2 and 3, the authors write
In the side-by-side coil magnetic susceptibility experiments, the large background signal is unique to each experiment, is temperature dependent, can have varying profiles, and a consequence of the makeup of both diamond anvil cells (DACs). However, the background can be approximated as linear in the region of the transition, and the susceptibility of the sample extracted after background subtraction. In the raw data a temperature region immediately above and below the transition is selected and a profile subtraction based on the similar temperature range from an additional measurement made at a nonsuperconducting pressure. The background profile is kept true but scaled to match the same signal strength of the desired measurement. This profile is then subtracted from the raw data, providing a baseline value of zero for the susceptibility above Tc.
The first part of this statement says that the background is approximated by a linear function fitted to match the slope of the measured raw data, and subtracted from the raw data. This is not the generally accepted procedure for performing background subtraction in these experiments, where the background is taken from an independent measurement.11–15 But it is at least an understandable statement and arguably a defensible procedure, provided it is clearly explained in the publication. However, in this case, we point out that (a) such a procedure was not discussed in the original publication1 and in fact contradicts what was stated there, namely, that the background was measured; and (b) such a procedure is not compatible with the behavior of the background signals seen in Figs. 5–9, which have the fine structure of the raw data.
The second part of the above quotation is not understandable, in particular the statement “The background profile is kept true but scaled to match the same signal strength of the desired measurement.” It is not clear what this statement means and how a reader can reproduce this “scaling,” since it is not explained, nor is any explanation given of the physical justification for this “scaling.” Furthermore it is stated that it relies on “a profile subtraction based on the similar temperature range from an additional measurement made at a nonsuperconducting pressure.” The authors have not released the underlying data of this “additional measurement made at a nonsuperconducting pressure,” despite repeated requests, nor have they described those measurements even qualitatively in any of their publications. Furthermore, this would not explain the similarity in the fine structure of raw data and background signal pointed out in earlier sections of the present paper.
Further explanations by the authors of Refs. 2 and 3 are given in Ref. 16, where they describe a method of background subtraction that they call “user defined background 1” (“UDB_1”). We discuss this in Appendix B.
VI. DISCUSSION
In the Fall of 2020, one of us (J.E.H.) requested the underlying data associated with the published susceptibility curves in Ref. 1 and asked for an explanation of the anomalous change in slope in the “raw data” susceptibility curve shown in the inset of Fig. 1.6 At the end of 2021, the requested data and explanation were posted on arXiv.2,3 Additional explanations for questions that we raised in a preprint posted in January 202218 were provided shortly thereafter in Ref. 16, which are discussed in Appendix B. Unfortunately, the information provided in those documents does not answer these questions; instead, it raises additional troubling ones.
In a nutshell, the key question addressed in this paper is whether the susceptibility data reported in Ref. 1 as evidence for room temperature superconductivity are supported by the underlying raw data reported in Ref. 3. The analysis in this paper leads to the unequivocal conclusion that the data reported in Ref. 1 could not have been obtained from the raw data reported in Ref. 3 using data analysis and processing consistent with standard scientific practice.
As discussed in Appendix A, no physical explanation was provided in Ref. 3 for the anomalous rise in χ below the jump in the raw data shown in the inset of Fig. 1 and noted in Refs. 4 and 6. None of the references cited in Ref. 3 (Refs. 20–22 in that paper) and claimed there to show such an anomalous rise do in fact show such behavior within a range of less than 2% of the presumed critical temperature as the inset of Fig. 1 shows, as readers can easily verify by reading those references. Nor has it been explained why the anomalous raw data of the inset of Fig. 1 were chosen to be shown in Ref. 1 instead of any of the typical raw data shown in Fig. 13 that do not show such an anomalous rise.
More troubling is the fact that the raw data provided in Refs. 2 and 3 that purportedly underlie the published susceptibility data in Ref. 1 exhibit a complete disconnect with the published curves they are supposed to represent. We have provided evidence that we regard as conclusive that the raw data presented in Refs. 2 and 3 cannot possibly give rise to the numerical values of the susceptibility provided in Refs. 2 and 3 and shown as curves in Ref. 1 without using procedures that can only be characterized as data alteration and manipulation, euphemistically called “user defined background method 1” in Ref. 16.
In particular, we have shown in Figs. 5–9 and 13 that fine structure in the raw data is closely reproduced in fine structure in the inferred background and is disconnected from fine structure contained in the data. These features are completely unexpected. Furthermore, Fig. 14 shows that there is a complete disconnect between the increments in temperature and susceptibility between neighboring points for raw data and published data for all pressure values. The increments in susceptibility for the raw data are approximately an order of magnitude larger than for the data. Additionally, we have called attention to the highly unusual features of the data for 160 GPa, which cannot be understood as arising from the measured raw data and any conceivable way to define a background that would be consistent with standard scientific practice.
The background subtraction method that was described in Ref. 1 was subsequently negated in Ref. 3 and again in Ref. 16, where yet other procedures were qualitatively described. None of those procedures were described in the original publication.1 In Appendix B, we point out that the “user defined background” procedure UDB_1 described in Ref. 16 is incompatible with generally accepted standard experimental practice. We also note that it took more than a year after the request4 for the raw data underlying the measurements reported in Ref. 1 for the authors of the latter to provide that information.
All of the above suggests consideration of the following equation that follows from Eq. (1) or Eq. (2):19
In conclusion, we argue that we have shown in this paper that the ac magnetic susceptibility curves reported in Ref. 1 cannot have been obtained from the raw data published by two of the authors of Ref. 1 in Refs. 2 and 3 using procedures consistent with standard scientific practice. Consequently, those susceptibility curves provide no evidence for room temperature superconductivity of CSH,1 since they are unsupported by valid raw data. Why the authors of Refs. 2 and 3 present as raw data underlying the susceptibility curves of Ref. 1 values that are not consistent with the published data is an unanswered question.
ACKNOWLEDGMENTS
Acknowledgment. The authors are grateful to Kevin Smith, Samuel Weir, Alex Frano, Sunny Sinha, Annette Bussmann-Holder, Brad Ramshaw, and Peter Armitage for discussions and helpful input.
APPENDIX A: HISTORY AND REMARKS ON OTHER POINTS MADE IN REF. 2
Starting on November 12, 2020, one of us (J.E.H) attempted to obtain from the corresponding author and coauthors of Ref.
Figure 4 of Ref.
Figure 20.The curves shown in the figure were traced from the curves shown in Fig. 4 of Ref.
Figure 21.The left panel shows susceptibility results presented in Fig. 2 of Ref.
Figure 22.The curves shown here are the same as in Fig. 7 of Ref.
Figure 23.Figure 2 of Ref.
So, according to Ref.
Note also in
Furthermore, Ref.
In summary, no physical explanation for the large change in slope from above to below the jump in susceptibility shown in the inset of
APPENDIX B: FURTHER EXPLANATIONS BY THE AUTHORS OF REF. 3 GIVEN IN REF. 16
We turn now to Ref.
The first part of this statement appears to say that the background is approximated as linear. However, the background shown in the right panel of
In their next paragraph, the authors of Ref.
First, it is stated that
It is not standard scientific practice to use as “background” the same data as the raw data from which the background is to be subtracted. Furthermore, these statements do not explain how the background UDB_1 is actually chosen. It can be seen in the right panel of
In other parts of Ref.
It should also be emphasized that the authors of Ref.
In summary, the mysterious UDB_1, “user defined background method 1,” cannot explain the disconnect between raw data and data pointed out in the preceding sections, and it cannot explain the highly unusual features of the data for 160 GPa shown in
In
APPENDIX C: DETAILED RESPONSE TO REF. 16
Here we address the discussion by Dias and Salamat (hereinafter DS) in Ref.
In Ref.
Figure 24.The content of Fig. 9 of Ref.
Figure 25.Unwrapped curve and its derivative obtained with the rounding-off procedure of Ref.
Figure 26.First derivative of the unwrapped curve using as “arbitrary factor” 0.18 instead of 0.165 55.
In conclusion, the statements in Ref.
References
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