Modern scintillator-based radiation detectors require silicon photomultipliers (SiPMs) with photon detection efficiency higher than 40% at 420 nm, possibly extended to the vacuum ultraviolet (VUV) region, single-photon time resolution (SPTR) < 100 ps, and dark count rate (DCR) < 150 kcps/mm2. To enable single-photon time stamping, digital electronics and sensitive microcells need to be integrated in the same CMOS substrate, with a readout frame rate higher than 5 MHz for arrays extending over a total area up to 4 mm × 4 mm. This is challenging due to the increasing doping concentrations at low CMOS scales, deep-level carrier generation in shallow trench isolation fabrication, and power consumption, among others. The advances at 350 and 110 nm CMOS nodes are benchmarked against available SiPMs obtained in CMOS and commercial customized technologies. The concept of digital multithreshold SiPMs with a single microcell readout is finally reported, proposing a possible direction toward fully digital scintillator-based radiation detectors.

- Chinese Optics Letters
- Vol. 22, Issue 2, 020021 (2024)
Abstract
1. Introduction
The silicon photomultiplier (SiPM) is an array of single-photon sensing microcells operated in Geiger mode. It has emerged as one of the key photodetectors for photonics applications and optoelectronics, due to its compact size of few
Unfortunately, these commercial customized SiPMs are analog sensors, based on the parallel readout of the array of microcells. They cannot exploit the space–time patterns of correlated optical photons fluxes, which are expected to open a new approach to digital signal processing in scintillator-based radiation detectors, improving timing and spatial localization[7]. In order to form a digital pulse for each detected photon and to provide a time stamp with a precision of a few picoseconds, dedicated digital electronics can be implemented on-chip, requiring the challenging fabrication of the high electric field SiPM detection structures and transistor-based digital electronics in the same complementary metal-oxide semiconductor (CMOS) process.
This review is organized as follows. In Section 2 we outline the basic concepts of the SiPM working principle and we describe the key performance indicators, which will be used to benchmark CMOS SiPMs. In Section 3 we report the SiPM requirements for application to scintillator-based radiation detectors. In Section 4 we review the achieved performance of CMOS SiPMs and we compare them with custom-based available commercial technologies. Finally, in Section 5 we exploit the transition to digital SiPM technologies, and we describe the new concept of multithreshold SiPMs (MT-SiPMs).
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2. SiPM Working Principle and Benchmarking
2.1. SiPM: an intrinsically digital device
The basic detection structure of a SiPM, called a microcell, is shown in Fig. 1(A). It consists of a
Figure 1.(A) Schematic of general structure of a SiPM microcell; (B) working principle of the SiPM; and (C) pulse shape corresponding to a single detected optical photon.
The working principle of the SiPM can be summarized as the sequence of three states, each characterized by a physical and electronic process. These states can be better explained in the current-voltage (I–V) graphics, as shown in Fig. 1(B). When the SiPM is biased at
The sequence of SiPM states generates an electronic pulse, which is shown in Fig. 1(C). It is characterized by a fast rising component, corresponding to the avalanche generation and propagation in the junction, followed by a slower decay component determined by the characteristic recovery time of the junction. The rising time is defined by the generation time of the avalanche breakdown process and is characterized by the drift time of carriers under the high electric field. The drift velocity of the carriers under an electric field of about
The SiPM is therefore an intrinsically digital sensor, able to produce a single and visible fast electric pulse in correspondence to a single detected optical photon. However, the digital nature of SiPMs has not been fully exploited, and the currently available devices are analog. They consist of an array of microcells with parallel readout, the output signal being the sum of the analog signals of each microcell[2]. The frontier of SiPM, however, is represented by digital devices, with readout electronics on-chip, providing the time stamp of each detected optical photon in each microcell[7].
The transition from analog to digital SiPMs requires the development of dedicated transistor-based digital readout electronics on-chip for each microcell[8]. This is possible only if both the SiPM microcells and the transistor-based digital readout electronics are manufactured in a CMOS process[9–11]. This observation opens the challenging problem of realizing a SiPM microcell in CMOS with performance at least equivalent to the competitive commercial devices obtained with custom-based and specialized non-CMOS-compatible processes.
2.2. SiPM benchmarking parameters
A set of parameters has been selected to benchmark a SiPM technology in the context of radiation sensors and is used in order to compare CMOS-based and custom-technology-based sensors[12]. The gain is the number of avalanche electrons produced in correspondence to the detection of a single optical photon. The DCR is the number of electron/hole pairs generated per time unit by either thermal excitation or intraband tunneling and triggering an avalanche signal. The PDE is the detection probability of an optical photon. It is defined as
The optimal value of these parameters depends on the application and defines the suitability of CMOS processes for a specific SiPM design and fabrication. The selection of a CMOS node depends in fact on the target value of the SiPM benchmark parameters to be achieved. In the following sections, the specific requirements set by SiPM-based scintillation radiation detectors enabled by the modern frontier of spatiotemporal digital signal processing and the corresponding challenges set by the limitations of CMOS processes will be reviewed.
3. Theoretical Basis of Single-Photon Spatiotemporal Digital Signal Processing for Scintillator-Based Radiation Detectors and SiPM Requirements
3.1. Physics of scintillation optical photon production, transport, and detection
In order to define the set of benchmarking parameters of the SiPM suited to scintillator-based radiation detectors, it is necessary to shortly review the basic physical mechanisms occurring in the detection of particles in scintillator/SiPM radiation detectors. An overview of the detection mechanisms and further signal generation is shown in Fig. 2. Radiation detection in scintillation-based detectors consists of two steps. First, the energy of elementary particles is converted into scintillation optical photons. Second, the scintillation optical photons are detected in a sensor and generate an electronic signal, which is further elaborated with digital signal processing techniques[13,14].
Figure 2.(A) The SiPM is an intrinsically digital technology. When a particle (here a γ-ray as an example) is detected in the scintillator, scintillation optical photons are produced. They are detected in the microcells composing the SiPM. (B) Each detected optical photon generates a signal. The time sequence of all signals generates a temporal-only digital signal, which can be analyzed to extract energy, interaction time, and depth of interaction information. (C)–(E) The time sequence of the signals for each microcell generates a spatiotemporal series of digital signals, which can be modeled to extract with higher precision the information about the interaction of the primary particle.
Recently, Cherenkov emission has been considered also for fast radiation detector applications[16]. This process consists of the emission of prompt optical photons, when the electron released after radiation detection moves faster than light in the medium. For instance, a few tens of Cherenkov optical photons are emitted in BGO after the detection of a 511 keV
As represented in Fig. 2(A), scintillation and Cherenkov optical photons undergo a series of transport processes from the emission site in the crystal to the photodetector. They can be reflected, refracted, or absorbed at crystal surfaces and absorbed or scattered in the crystal bulk. Rayleigh scattering by particles much smaller than the wavelength of the scintillation light is typically negligible[17].
Optical photons are finally detected at the photodetector via photoelectric effect and produce an electronic pulse, which is further collected and analyzed. They are emitted within few micrometers from the radiation detection site, and are therefore correlated in space and time. However, transport mechanisms alter this correlation and have an impact on the distribution in space and in time at the photodetector. The observation of the space–time signal generated by the optical photons detected at the photodetector sets the stringent requirements to the benchmarking parameters of the SiPM, which are summarized in Table 1 and are reviewed below. It is important to note that these benchmarking parameters need to be obtained at the same excess bias voltage.
Observable | Parameter | Value |
---|---|---|
Integral | PDE | > 40%@420 nm |
PDE | Extended below 350 nm | |
Temporal | SPTR | < 100 ps |
PDE | > 40%@420 nm | |
DCR | < 150 kcps/mm2 | |
Spatiotemporal | Frame rate | > 5 MHz for 4 mm × 4 mm |
Microcell pitch | < 50 µm |
Table 1. Summary of SiPM Requirements for Scintillator-Based Radiation Detectors
3.2. SiPM requirements from integral observables
The total number of detected scintillation optical photons in the SiPM
In correspondence to a 511 keV
3.3. SiPM requirements from temporal observables
As shown in Fig. 2(B), the scintillation optical photons produced after the interaction of a particle in a scintillator are detected in the SiPM array and generate a series of electronic pulses in time. When the pulses are collected in sequence, independently on the generating microcell, a temporal-only signal is produced.
The most important parameter to be estimated from the time series is the detection time of the primary particle. Due to the intrinsic noise, the best approximation to the interaction time is not necessarily the first detected optical photon. Advanced digital signal processing applied to the time series allows the extraction of precise timing information and even more parameters. It has been reported that algorithms based on the multiple time differences between the single-photon time stamps, kernel density estimation nonparametric analytical PDF extraction techniques, and neural network approaches act as a filter for the extraction of the radiation detection time and may allow the identification of the interaction position of the radiation in 2 mm × 2 mm × 20 mm and 3 mm × 3 mm × 20 mm scintillators[7].
However, both the transport mechanisms and the SiPM properties include a significant jitter in the detection time of the first optical photon. As for the detector, reflections at the crystal surfaces randomly affect the path length, and therefore the optical photons’ arrival time at the SiPM surface. As for the SiPM, three parameters contribute to the timing. First, the SPTR affects the intrinsic jitter of the single-photon time signal. Its contribution needs to be minimized to less than 100 ps for sensors with areas between 3 mm × 3 mm and 4 mm × 4 mm, in order to be compatible with the intrinsic time response of the SiPM. Second, the PDE affects the probability of detection of the single photon. It has been estimated that it deteriorates from 8 to 190 ps when the average PDE decreases from 57% to 5%[13]. Therefore, the stringent limit to the PDE reported for the integral observables also has a direct implication in the time resolution. Third, the DCR generates spurious signals, which mimic the single-photon detection and are an irreducible background for the identification of the first detected photon. In order to reduce the contribution of the DCR, a stringent limit is required. With reference to the typical scintillation pulse length of 200 ns, 0.5 dark pulses in a total maximal area of
3.4. SiPM requirements from spatiotemporal observables
The frontier of radiation detector technology is, however, the availability of the space–time information of the detected optical photons at the SiPM. As shown in Figs. 2(C)–2(E), when the pulses corresponding to the optical photon detection are collected for each microcell separately, the output of the SiPM is an array of digital signals, which represents the complete information of the scintillation photon flux generated by the primary particle.
Clearly, processing the time stamp of each single detected photon would not be feasible in large-scale applications. Therefore, following the multivoltage threshold (MVT) approach[14], digital signal processing methods involving space–time undersampling are currently under investigation to reduce the space–time information to the minimal requirement for further reconstruction. This theoretical development represents a current open challenge in digital signal processing for modern radiation detectors.
Digital signal processing algorithms and dedicated mathematical modeling based on gradient-tree boosting and maximum likelihood techniques have shown how this approach could allow reaching detection time resolution below 200 ps and depth of interaction capability in the detection of 511 keV
The exploration of the spatiotemporal single-photon signals with good spatial resolution requires a SiPM with a microcell pitch not larger than 50 µm to reduce pile-up and linearity losses, with single-pixel readout. Clearly, for the compactness and feasibility of the sensor, digital electronics needs to be integrated on-chip. The readout frame rate is an essential characteristic. Considering a typical scintillator emission time of 200 ns, the frame rate should be at least 5 MHz for an array covering a total area of
4. Establishment of the Analog SiPM for Scintillator-Based Radiation Detectors in a CMOS Process
The realization of a digital SiPM device for radiation detectors, with electronics integrated on each microcell, requires the preliminary challenging step of identifying a suitable CMOS technology for the implementation of the SiPM microcell detection structure. It is therefore necessary to produce an analog CMOS SiPM and benchmark it against customized available commercial SiPMs. The CMOS technology with the most competitive outcome can be selected for further implementation of on-chip electronics. The challenges and characterization of CMOS SiPMs obtained at the 350 and 110 nm CMOS nodes are reported below, benchmarked against customized commercial technologies and other CMOS nodes.
4.1. DCR
4.1.1. State of the art in customized and CMOS-based technologies
Spurious pulses mimicking the detection of single photons are caused by trap-assisted thermal carrier generation, band-to-band tunneling, and trap-assisted tunneling and excitonic generation. Two main problems affect the DCR of SiPM structures manufactured in a CMOS process. First, when scaling down the technology node, the doping concentration increases, with a consequent increment of the tunneling noise. Second, shallow trench isolation (STI) is automatically formed between
Customized technologies have the advantage of freely adapting the fabrication processes to reduce the DCR. They therefore set the lower limits to the achievable DCR in SiPM detection structures. The SiPMs produced by OnSemi (C-SERIES) exhibit a DCR ranging between
As represented in Fig. 3(A), the performance of single-photon avalanche structures fabricated within a CMOS process has a large variation, which is well above the benchmarking limit set by customized technologies. Most of the cited results refer to single-photon avalanche diodes (SPADs) realized in CMOS processes, which have the same detection structure as SiPM microcells and can be used to benchmark in terms of DCR the feasibility of CMOS processes for the fabrication of SiPMs.
Figure 3.Characterization of CMOS SiPMs. (A) DCR of SPADs and SiPMs obtained in standard CMOS technology nodes; (B) PDE; and (C) SPTR versus number of microcells of available CMOS SiPMs. The shaded area in (A) and (B) is covered by customized commercial technologies and represents the benchmark target of CMOS SiPMs.
Several structures have been realized in an 800 nm CMOS technology, with a DCR ranging between
4.1.2. CMOS SiPM advances at 350 and 110 nm
The research of the PETLab group aimed at finding a CMOS node with a scale as low as possible, but still allowing a competitive DCR with respect to customized technologies. One of the first tested options was the BCDLite 180 nm CMOS process (GLOBALFOUNDRIES)[59,60]. As expected, when STI was formed in the vicinity of the high-field detecting structure, the DCR reached a value of
Modern CMOS nodes offer the possibility of customized layers with user-defined doping concentrations and profiles, compatible with the underlying CMOS process. This option enables the design of the SiPM detecting structures without affecting the layers dedicated to transistors. The PETLab group tested this option at a 350 nm node first[3,12,61]. As shown in Fig. 3(A), the best obtained DCR was
4.2. PDE
4.2.1. State of the art in customized and CMOS-based technologies
The key factors affecting the PDE of a SiPM follow from Eq. (1). First,
As represented in Fig. 3(B), the trade-off between PDE and DCR is a challenging issue in the fabrication of CMOS SiPMs. The performance of a SiPM obtained with customized technologies sets the benchmark limits to CMOS SiPMs. Hamamatsu, OnSemi, and Broadcom reach a PDE of 40%, 41%, and 63% at 420 nm, respectively[4–6].
When it comes to CMOS SiPMs, few examples of fully characterized analog sensors are available. In fact, single CMOS SPADs cannot be considered for the analysis of the achievable PDE in CMOS SiPMs, due to the intrinsic difference in filling factor. Two devices realized, respectively, at 350 and 160 nm represent the best possible improvement for radiation detectors. At the 350 nm CMOS node, a SiPM composed of an array of
The development of a CMOS SiPM continues to be driven by automotive applications. This explains why many existing attempts have a PDE optimized for higher wavelengths. For instance, in a 55-nm standard BCD technology, a SiPM composed of an array of
4.2.2. CMOS SiPM advances at 350 and 110 nm
As in the case of the DCR improvement mentioned above, the availability of customized doping masks within standard CMOS processes was the key factor for the development of the high-PDE CMOS SiPMs by the PETLab group. The first analog CMOS SiPM developed by the HUST team was at a 350 nm CMOS node, providing four metal layers, two polysilicon layers, high-resistance polysilicon, and two types of transistor gates (3.3 and 5 V)[61]. A
Figure 4.CMOS SiPM developed at a 350 nm technology and currently commercialized also in arrays (TN and TP series, JOINBON).
The junction depth at approximately 0.3 µm impaired the PDE at the UV range. As a next step, a shallow-junction CMOS SiPM was produced with the same 350 nm CMOS technology. The CMOS SiPM was composed of an array of
Recently, the PETLab group realized a
4.3. SPTR
4.3.1. State of the art in customized and CMOS-based technologies
Two factors mainly affect the SPTR of an analog SiPM. First, the doping profile and the resulting electric field. As mentioned above, the SPTR is related to the crossing time of the avalanche in the junction; therefore a high electric field distributed in a thin avalanche region is preferable. Second, the uniformity of the microcells. The SPTR is the result of the detection of a single optical photon in one of the microcells, and slight differences in the doping profiles may affect the time jitter of the device. It was shown that the SPTR is related to the number of microcells
As reported in Fig. 3(C), customized technologies reached state-of-the-art timing performance with large-area SiPMs[68]. The Hamamatsu SiPM with 3531 microcells has an SPTR ranging between 117 (HPK S14160) and 135 ps (HPK S13360). The Ketek SiPM exhibits an SPTR of 74 ps with 3472 microcells (PM3350), which degrades up to 161 ps when the number of microcells increases to 13,408 (PM3325). The microcells size is also halved from 50 µm to 25 µm, contributing to the deterioration of the SPTR. OnSemi (former SensL) SiPMs, with 5676 pixels, report 108 ps SPTR (FJ30035). The most performant commercial device remains the Broadcom SiPM (AFBR-S4N44C013), with an SPTR of 88 ps and 15,060 microcells, followed by FBK with an SPTR of 68 ps with approximately 10,000 microcells.
CMOS SiPMs do not perform as well as the customized devices. The above-mentioned CMOS SiPMs obtained at 160[63], 55[57], 200[64], and 180 nm[65] report, respectively, an SPTR of 81 ps at 100 microcells, 185 ps at 256 microcells, 246.3 ps at 64 microcells, and 214 ps at 256 microcells. As is visible in Fig. 3(C), their performance is still poor in comparison with customized commercial technologies.
4.3.2. CMOS SiPM advances at 350 and 110 nm
As mentioned above, the PETLab group developed analog CMOS SiPMs in 350 and 110 nm technologies. As shown in Fig. 3(C), the CMOS SiPMs developed at 350 nm exhibited an SPTR ranging between 77 ps (
4.4. Gain and CT
The gain of the SiPM depends on the microcell capacitance and therefore on the microcell area and pn junction width. Analog SiPMs obtained in customized technologies exhibit a gain ranging between
Similarly, the total CT depends mainly on the geometrical separation between the microcells. Its typical value in customized technologies ranges between 3% and 14%. The 350 and 110 nm CMOS SiPMs developed by the PETLab team confirm this value[3,12].
5. Transition to Digital CMOS SiPMs
The results presented above support the idea that suitable CMOS processes for the realization of SiPMs competitive with customized technologies exist. This opens the way to the integration of readout electronics in each microcell. In contrast with analog SiPMs, commercial fully digital SiPMs for scintillator-based radiation sensors do not exist, and available results mainly refer to prototypes.
5.1. Overview of existing digital CMOS SiPMs
Philips digital photon counting (PDPC) photodetectors were the first available products with a digitalization level on-chip. The excellent timing properties were exploited in clinical PET systems[69] and in prototypes of plant PET[70] and proton range monitoring[71] systems. The digital nature of PDPC was used to efficiently count the number of detected photons and extract a precise event time, but the access to the space–time information of each detected optical photon was not available.
The only development of a fully digital SiPM for radiation detectors has been proposed in a Teledyne-DALSA Semiconductor Inc. (TDSI) 0.8 µm CMOS process, where a
5.2. Concept of multithreshold SiPM
To conclude this review, we report here a novel sensor concept, which follows the logic of the MVT approach[14]. The MVT method has been invented to solve the problem of large data storage in the digitization of sensor analog pulses. When using a fixed high sampling rate, an analog pulse is represented with a large number of digital samples, requiring large storage space and transmission bandwidth. It has been demonstrated that, when the physical characteristics of the pulse shape, such as rise time and decay time, are known, it is possible to represent the analog pulse with eight samples corresponding to the crossing times of four fixed amplitude thresholds. The MVT approach allows one to develop systems with high count rate performance without increasing the required readout bandwidth.
Digital SiPMs face nowadays a similar problem to the analog case. In fact, the measurement of the spatiotemporal signals shown in Fig. 1 would require time-stamping electronics for each microcell and a large bandwidth readout stream. This generates a large data volume, decreases the frame rate capability, and causes high power consumption. Following the MVT concept, the space–time undersampling possibility has been investigated. A prototype of a sensor with space–time undersampling developed at the 350 nm CMOS node is shown in Fig. 5. It consists of an array of
Figure 5.Prototype of MT-SiPM; photo of the chip and example of detection map of a 420 nm LED photon flux with 1 kHz rate.
The undersampling is obtained by combining every 16 subgroups into adjacent regions of
We show here, only for sake of completeness, an example of a detection map of a photon flux in Fig. 5. The optical and dynamic characterization of this new device and the proof of concept in the readout of scintillators still needs to be completed for a demonstration that space–time undersampling can still preserve the key physical features of scintillation light needed in scintillator-based radiation detectors.
6. Conclusions
The 110 nm CMOS technology node offers a platform for the realization of SiPMs satisfying the requirements of radiation detectors. It has been demonstrated that a PDE of 55% at 420 nm can be reached with an average DCR of
The MT-SiPM space–time undersampling concept is a new promising option for single-photon space-time-enabled radiation detectors. The MT-SiPM concept allows for the reduction of the number of output channels and needed TDCs without reducing the significant information needed for the reconstruction of the space–time signal information. Further digital signal processing studies are needed to validate this concept in advanced applications, such as positron emission tomography (PET).
Even in case of the MT-SiPM, the electronics required for each microcell significantly affect the fill factor. Therefore, the development of MT-SiPM will require an FSI CMOS process with 3D stacking, which leaves the sensors at the front layer and places the pixel readout electronics at a second layer.
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