【AIGC One Sentence Reading】:We demonstrate an optical isolator using a YIG microsphere & Si3N4 waveguide, achieving 16.9 dB isolation via SOC & Faraday effect.
【AIGC Short Abstract】:We demonstrate an optical isolator using a YIG microsphere with high-Q whispering gallery modes, coupled to an integrated Si3N4 waveguide. A magnetic field breaks mode degeneracy, achieving 16.9 dB isolation via photonic spin-orbit coupling and the Faraday effect, advancing compact high-performance photonic device development.
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Abstract
We experimentally demonstrate an optical isolator utilizing high-quality-factor whispering gallery modes in a yttrium iron garnet (YIG) microsphere, coupled with an integrated Si3N4 waveguide. By applying a magnetic field in the vertical direction of the resonator equator, we achieve the breaking of degeneracy between the clockwise (CW) and counterclockwise (CCW) modes, driven by photonic spin–orbit coupling (SOC) and the Faraday effect. The maximum wavelength separation observed is about 7.9 pm, comparable with the linewidth of the mode. The better effect of the refractive index matching between the YIG microsphere and the Si3N4 waveguide enables an isolation ratio of 16.9 dB under the critical coupling condition. This work presents a novel integrated approach for realizing non-reciprocity in photonic circuits, advancing the development of compact high-performance photonic devices.
Non-reciprocal devices, such as isolators and circulators, are widely used due to their unidirectional transmission properties, which are particularly effective for blocking undesired eflections and guiding light along designated pathways[1–6]. Conventionally, non-reciprocity is achieved through the Faraday effect in magneto-optical (MO) materials[7]. However, this approach is constrained by the finite strength of the magnetic field and the Verdet constant, and it typically necessitates a long optical path, which complicates integration[7,8]. To solve this challenge, MO material-based cavities[2,9–14] have been explored to enhance light–matter interaction within high-Q resonators[15,16]. However, the obstacle to this method is that the Faraday effect from all directions will be canceled out in a uniform MO resonator for standing waves or closed-loop traveling waves and thus non-reciprocity will not be exhibited. Several strategies have been proposed to circumvent this limitation, including hybrid structures[2,17–19] or non-uniform magnetic fields[14,20,21], though these approaches often increase system complexity.
Recent studies of whispering gallery modes (WGM) in microstructures have revealed another possibility for breaking the symmetry of closed optical paths through photonic spin–orbit coupling (SOC)[22–27]. When light propagates in the microcavity, SOC emerges from the strong lateral confinement of the microcavity, generating new electric field components that alter the polarization state. For clockwise (CW) and counterclockwise (CCW) WGMs, these polarization differences lead to variations in their MO effects, resulting in a resonant frequency shift when an external magnetic field is applied perpendicular to the propagation direction. Although SOC-induced non-reciprocity has been theoretically proposed and experimentally demonstrated[26–29], related applications, such as high-performance isolators, have yet to be fully realized, particularly in systems utilizing high-refractive-index waveguides, where achieving critical coupling for optical WGMs is relatively straightforward[30]. The essential attainment of coupling plays a crucial role in enhancing the isolation performance of cavity-type isolators.
In this study, we have demonstrated the non-reciprocal phenomena in a uniform YIG microsphere coupled with an integrated silicon nitride () waveguide, subjected to a bias magnetic field with the perpendicular direction of the light path. The wavelength shift between CW and CCW modes is significant and can be finely controlled via the magnetic field. Importantly, this wavelength separation increases with the size of the microspheres, reaching a maximum measured value of approximately 7.9 pm under optimal conditions, indicating strong potential for broadband non-reciprocal photonic devices. Benefiting from the effect of the refractive index matching between the YIG microsphere and the waveguide, we have achieved an optical isolator operating at telecom wavelengths with a maximum isolation ratio of 16.9 dB in the critical coupling regime. Such isolators exhibit outstanding performance and hold significant promise for the development of integrated non-reciprocal photonic devices.
2. Experimental Result
Figure 1 illustrates the schematic of our experimental setup for measuring the non-reciprocal behavior in the YIG microsphere, which is glued to an optical fiber tip[28,31,32]. The device is fabricated from the high-quality film consisting of a 720 nm layer, a 4 µm wet oxidation silicon dioxide () layer, and a 500 µm silicon substrate[33]. The waveguide features a cross section with a depth of 720 nm and a width of 2200 nm. Additionally, a ring cavity with a radius of 112 µm is fabricated on the chip, corresponding to a free spectral range (FSR) of approximately 200 GHz. The resonant modes of this ring cavity can serve as the reference modes, which are not affected by the bias magnetic field. To increase the coupling efficiency between the waveguide and the lensed fiber, a layer of is deposited on the edges of the chip using the plasma enhanced chemical vapor deposition (PECVD), as shown in the Fig. 1. Then, the coupling efficiency can be obtained as approximately 3 dB per facet. The coupling gap between the YIG microsphere and the waveguide can be precisely adjusted using a nano-positioning stage. The magnetic field is aligned with the stem of the microsphere, which has an angle of : 40°–45° to the plane of the waveguide chip to obtain the best experimental phenomena[27]. As for the light path, a tunable laser is launched into a optical switch, which has two statuses, and controls the direction of the light passing through the waveguide and thus also determines whether the CW or CCW modes of the YIG microsphere are excited. In either case, the transmission signal will come back to the switch and be measured by a photodetector, with results displayed on the oscilloscope. A signal generator provides a sawtooth wave for the laser to finely scan the wavelength, and two fiber polarization controllers help us obtain the same polarization for these two opposite propagation directions.
Figure 1.Schematic of the experimental setup. The CW or CCW modes of the microsphere are probed by switching the opposite propagating lights through a 2 × 2 optical switcher. The bias magnetic field is perpendicular to the equator of the YIG microsphere. FPC, fiber polarization controller; DSO, digital oscilloscope; PD, photodetector. B stands for the magnetic field. Insets: the packaged Si3N4 waveguide and microring with the fiber lenses and the schematic cross-section view of the bus waveguide after depositing the SiO2 for protection.
Figure 2 shows the typical spectra for the TE and TM modes, with the same frequency of the CW and CCW modes. The black and orange lines are the CW and CCW modes of the microring resonator without the YIG microsphere. They are overlapped, indicating negligible influence from the magnetic field. The loaded Q factor of the microring is about . When the YIG microsphere is brought into contact with the waveguide, numerous optical modes emerge. The CW and CCW transmission spectra exhibit a distinct wavelength separation, indicating non-reciprocal transmission. Meanwhile, the CW and CCW optical modes of the resonator remain degenerate. The loaded Q factor for the TM optical mode in the YIG microsphere is , which is similar to previous works[28,31,32]. For certain optical modes, critical coupling is observed. Notably, for the TE modes, the wavelength shift occurs in the opposite direction compared to the TM modes, which can be attributed to the opposite chirality of the differently polarized modes[27].
Figure 2.Typical transmission spectra of the (a) TM- and (b) TE-polarized lights before or after the YIG microsphere touches the Si3N4 waveguide. The YIG microsphere has a diameter of 1000 µm with a bias magnetic field of about 50 mT.
Furthermore, the relationship between the transmission and magnetic field intensity is investigated, as indicated in Fig. 3. The intensity of the magnetic field is varied by adjusting the distance between the magnets and the YIG microsphere, with calibration performed using a magnetometer. Figure 3(a) shows the transmission evolution of a 1000-µm-diameter microsphere as the magnetic field intensity increases, providing more detailed insights. Due to the Voigt effect, the whole transmissions shift to the longer wavelength, which is related to the polarization[34]. For statistical analysis, these wavelength separations are calculated using the least squares method and represented by the purple line in Fig. 3(b). It is clear that with increasing magnetic field intensity, the wavelength separation between the CW and CCW modes initially appears gradually and then increases rapidly, reaching saturation at approximately 50 mT. In addition, the size of the microsphere plays a crucial role. In Fig. 3(b), various lines represent YIG microspheres with diameters ranging from 300 to 1000 µm, including the previously mentioned purple line. These results exhibit similar growth trends with all microspheres reaching saturation at nearly the same magnetic field intensity. Notably, larger microspheres have a higher upper limit of frequency shift.
Figure 3.(a) Transmission evolution of the 1000-µm-diameter microsphere as the magnetic field intensity increases. (b) The variation of the wavelength separation with the increase of the magnetic field intensity for microspheres with different diameters.
When the wavelength separation between the CW and CCW modes is sufficiently large, the directional dependence of transmittance becomes more pronounced. This wavelength separation enables the realization of high-performance isolators. By matching the optical mode linewidth to the mode separation at a specific wavelength, both the isolation and the bandwidth can be optimized. To improve the isolation performance, critical coupling is another decisive factor, which is considered in our material selection. The similar refractive index of the YIG () and () facilitates achieving critical coupling while maintaining low loss. Additionally, expanding mode separation further increases the bandwidth limit of the isolator. To maximize the mode separation, the magnetic field is applied with an intensity above the saturation, and the largest 1000-µm-diameter microsphere is used. Under these optimal conditions, an appropriate mode is identified to demonstrate the optical isolation capabilities of the system, as shown in Fig. 4. The CW and CCW modes, represented by the blue and green lines, are almost completely separated, with the mode’s linewidth closely matching the frequency separation. At the locations indicated in the figure, critical coupling is achieved for the CCW mode, while the CW mode maintains a low loss. The isolation ratio here is calculated as 16.9 dB with an insertion loss of approximately 1.40 dB.
Figure 4.Realization of isolation in the 1000-µm-diameter YIG microsphere with a bias magnetic field of about 70 mT.
In summary, we have demonstrated a non-reciprocal phenomenon within the YIG microsphere, manifested as a wavelength separation between the CW and CCW modes, which forms the basis for realizing an efficient optical isolator. By selecting , the material with a closely matched refractive index of the YIG, we enhanced coupling efficiency and systematically explored the relationships among the wavelength separation, the intensity of the applied magnetic field, and the size of the microsphere. Our study shows that the isolator can achieve an isolation ratio of up to 16.9 dB with an insertion loss of approximately 1.40 dB, making it highly suitable for integration into advanced photonic circuits. Future research will focus on enhancing the capabilities of the isolator by refining fabrication techniques and investigating alternative material systems that could offer superior isolation properties or reduced insertion losses.