Abstract
1. INTRODUCTION
Optical sensors are indispensable in diverse applications, ranging from detecting nanoscale thin films and nanoparticles [1–3] to identifying biomolecules, viruses, and cells [4–6]. Elevating sensor efficacy, particularly by intensifying the interaction between light and matter and enhancing sensitivity, holds the potential to unlock groundbreaking applications. Therefore, advancing the capabilities of optical sensors is crucial. Metamaterials (MMs) are artificial periodic structures with subwavelength features. Their response to electromagnetic radiation can be controlled by their structural design and the materials they are composed of [7]. The strong local electric field enhancement by the subwavelength mode concentration makes MMs ideal candidates for sensing analytes. The exploration of applications of MMs for sensing has been flourishing in the last two decades. We concentrate here on planar metallic MMs used at terahertz (THz) frequencies [8–13]. Frequently used unit-cell structures of metallic MMs consist of square or circular split-ring resonators (SRRs) [14,15], asymmetric double-split-ring resonators (aDSRRs) [8–10], electric split-ring resonators (eSRRs) [12,16], I-shaped structures [17], and coupled structures with two or more resonators [18–24]. Although THz sensors based on metallic MMs have shown advantages in terms of contact- and label-free detection [25,26], they still have disadvantages in terms of sensitivity and detection limits compared with existing mature and standardized biochemical diagnostic methods such as enzymatic immunoassays [27,28]. Therefore, further improvements in the sensitivity of THz sensors are a crucial task in order to make this sensing method competitive for practical applications.
It is widely accepted that optimized MM sensors should exhibit a strong local electric field enhancement at the location of the analyte, a high-quality factor (-factor) to ensure a narrow spectral resonance for reliable identification of a resonance shift, and a small mode volume, an aspect recently recognized as a key parameter, in order to achieve a large overlap of the electric field with the analyte [17]. However, a systematic and practical optimization strategy that coherently considers all the parameters for the rational design of MM sensors has been missing until now.
Another shortcoming in this field of sensor research relates to the performance indicators usually employed. For the assessment of the relative performance of MM sensors, two parameters find application. The first is the refractive index sensitivity, often denoted by the letter , which is calculated as the resonance frequency shift resulting from a change in the refractive index of the analyte by unity (and hence is measured in units of “GHz/RIU,” RIU standing for “refractive index unit”). The second indicator is the figure of merit (FOM), calculated as the ratio of to the full width at half maximum (FWHM) of the resonance line in the power spectrum (and hence is measured in units of ) [29]. The problem with these parameters is that they only allow the comparison of sensitivities among various sensors if the analyte is applied at the same location and in the same amount, which means thin films should be applied with the same layer thickness. However, this is often disregarded in the literature, as will be shown later.
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This work, for the first time to our best knowledge, systematically addresses these two issues. Regarding the first, we apply the dielectric perturbation theory to quantitatively guide the rational design of planar MM sensors. Our proposed solution, the interdigitated electric split-ring resonator (ID-eSRR) with minigaps, integrates interdigitated fingers with split-ring MM resonators, proving to be an optimized structure for thin-film detection. The ID-eSRR not only significantly enhances the detection sensitivity but also boosts the -factor compared with the eSRR without fingers. Experimental validation demonstrates a remarkable improvement of the FOM by more than a factor of 50, which lets our ID-eSRR outperform existing MM-based THz sensors for thin-film detection in terms of sensitivity and FOM. With regard to the second issue, it also becomes apparent that it is often unconvincing to compare sensors using only those two conventional performance parameters ( and FOM). One should design different sensors for different types of analytes and employ different performance parameters. For analytes brought onto the sensor in the form of continuous thin films, we suggest a third performance indicator obtained by normalizing the FOM by the thickness of the film. We term this indicator a TN-FOM (abbreviation for “thickness-normalized FOM”).
2. STRATEGY FOR THE RATIONAL DESIGN OF MM SENSORS
The property used for sensing is the frequency shift of one or several resonant modes due to the dielectric load of the analyte. To increase sensitivity, it is necessary to locally enhance the electric field and compact the mode volume at the respective resonance frequencies [17]. Dielectric perturbation theory is widely employed in the microwave community to predict the resonance frequency shift of cavities [30,31]. We extend this theory to the THz frequency range and propose a strategy to predict the resonance frequency shift of MM sensors.
In general, the relative change in resonance frequency caused by a nonmagnetic analyte in an MM resonator can be calculated analytically:
Here, represents the energy (electric energy and magnetic energy ) stored in the cavity without the analyte, and is the change in that energy due to the presence of the analyte. and denote the electric and magnetic field distributions, and and represent the permeability and permittivity of the filling medium (or media) in the resonator (effective cavity volume ), all before the introduction of the analyte. indicates the relative change in permittivity associated with the analyte, which occupies the volume , compared with the original filling medium. All quantities in Eq. (1), including , , , , and , are implicitly understood to be spatially dependent functions []. The equation is derived under the assumption that the electric field distribution of the respective resonator mode is only weakly perturbed by the analyte, and the tangential component of the electric field is null at the boundary of the resonator (the boundary in the case of MMs is the delimiter of the unit cell; in our simulations, we extend the vertical boundaries out to 30 μm above (air) and below (substrate) the surface of the substrate [17,31]). According to Eq. (1), the frequency shift caused by the analyte depends on the size of the volume occupied by the analyte and the spatial dependence of the electric field in the cavity volume (volume integration, giving relevance to the electric field enhancement factor).
The stored electric energy and magnetic energy are almost equal at the resonance frequency, as confirmed in the simulations. The denominator on the right side of Eq. (1) can hence be approximated as . At the resonance frequency of the MM structure, the electric field is mainly concentrated in and at the splits (gaps) of the metallic resonators and especially at the corners of the metal edges. By reducing the width of the gaps, the local electric field is enhanced, and the mode volume is reduced, both of which usually lead to improvement in sensitivity [32–34].
If we assume the analyte to be sufficiently thin and positioned in the region of the maximum electric field, and if the electric field there is assumed to be uniform, Eq. (1) can be simplified to
Here, is the thickness of the analyte layer, and represents the overlap area between the analyte and the region of high electric field. in the denominator on the right side of Eq. (2) is the mode volume, which quantifies the spatial extent of the electric field of the resonance mode. It is defined by [35]
The value of in Eq. (2) depends on the field distribution of the MM sensor and the way in which the analyte is deposited. For our approach, we use the fact that the electric field in many MM structures is concentrated around the metal edges bordering the gaps of the metallic resonators (compare the two cases in Fig. 1; pink, high-field regions in the gap between the metallic edges). Since the electric field distribution is inhomogeneous, a possible way to define the bounds of the high-field region is to specify a delimiter where the electric field amounts to 10% of the maximal strength of the electric field [8]. If the analyte is deposited homogeneously as a thin layer covering the whole surface of the MM (which would also be a good assumption in the case of a homogeneous film of dried viral or cellular biomaterial [12,36]), then is the area of overlap between the region of high electric field and the analyte layer. If, on the other hand, the analyte covers only a small area within the high-field region, then equals the area covered by the analyte.
Figure 1.Schematics of two gap structures used in SRRs: (a) 1D slot-like gap; (b) 2D interdigitated gap structure. The areas plotted in pink color represent the regions with high electric field. If
According to Eq. (2), a small value of helps enhance the frequency shift. The shift is larger if more of the field is concentrated in the analyte. The straightforward way to achieve field concentration is by reducing the width of the gap in the MM structure. This has been explored in the literature [12,32–34]. In the experiments of Ref. [12], for example, an eSRR MM structure was used as a sensor for uniformly dried virus layers. When the gap width was reduced from 3 μm to 200 nm, the sensitivity increased by a factor of 13.
Another important quantity is the linewidth of the resonance (-factor). The larger the -factor, the easier the frequency shift can be recognized. With the refractive index of the analyte (), one obtains the sensitivity as ; using Eq. (2), the FOM value can be approximately expressed as
The first fraction in Eq. (4) is determined by the parameters of the analyte and the second by the properties of the MM resonator. The FOM is often used to compare the performance of different sensors. However, this is problematic due to the first fraction. The thickness, overlap area, and refractive index of the analyte all change the FOM, making the comparison of different sensors difficult when they are intended for analytes with differing properties. As a universal parameter for the comparison of sensors, the FOM should be analyte-independent.
In the microwave sensor community, the sensitivity is not normalized by the refractive index unit () but instead by the permittivity unit () [37,38]. Then, Eq. (4) can be further simplified because appears in the numerator and the denominator. The influence of the refractive index (resp. the permittivity) is then eliminated. If one further normalizes by the overlap volume (), then a new figure of merit is obtained, which contains only the second fraction in Eq. (4), . Such a figure of merit does not depend on the analyte and only reflects the performance of the sensor. For the universal comparison of sensors, this quantity represents a well-suited performance parameter [17]. This is especially true and useful for the design of sensors for monitoring minute traces of an analyte (such as biochemicals down to ultra-low molecule concentrations) located only in the high-electric-field region of the sensors.
In the following, we will concentrate on MM sensors, where thin analyte films are homogeneously deposited over the whole surface of the sensor. We assume that the thickness of the film is known. For this specific case, we introduce a thickness-normalized FOM (TN-FOM), obtained by dividing the conventional FOM by the thickness of the analyte film. To remain consistent with the common practice of the THz MM sensing community, we continue normalizing and the FOM by the refractive index unit. With Eq. (4), the TN-FOM is
This quantity is useful for sensor comparison even if analyte materials are different. As the analyte is deposited as a continuous layer, the overlap area is determined by the field distribution on the SRR and can hence be considered a property of the sensor itself. Having discussed various performance parameters, we now analyze Eq. (4), respectively, and Eq. (5), regarding ways to improve the sensors. One way to achieve this is by the choice of a substrate with a low dielectric constant . This measure has already been explored in the literature [39]. We do not pursue this option further in the present paper.
As discussed above, with a smaller gap comes a smaller high-field region (overlap area), but the ratio in the equations significantly increases because is inversely proportional to the maximum electric field, which scales inversely with the width of the gap [32–34]. Now, the question arises whether an extension of the length of the gap, for example, by giving it a meandering shape as indicated in Fig. 1, could improve the value of the TN-FOM if one keeps the gap width fixed. At first glance, this should not be the case. If we approximate the overlap area by the gap area, then an increase in the length of the gap will linearly raise the value of (). However, it is straightforward to also assume a more or less linear increase in the value of () because one does not expect a significant change in the electric field strength and its vertical extension for a fixed gap width. would remain approximately constant. However, the numerical evaluation of for real MM structures shows otherwise. In the following section of this publication, we investigate an eSRR MM with a meandering gap structure (ID-eSRR) in simulations and experiments.
Field simulations show that the interdigitated structure exhibits a mode volume of vs. the for the eSRR MM with a slot-like gap (cp. Table 2). hence has increased by a factor of 2.6, while the length of the gap and its area are about 8.8 times larger. The ratio (again approximating by the gap width) has increased by a factor of 3.4. According to Eq. (5), this promises an enhanced TN-FOM.
It is worth mentioning that the potential for sensor improvement by lengthening the gap arises from an unexpectedly strong difference between the high-field volume and the mode volume. This difference can be illustrated approximately by calculating how much of the mode volume lies outside the gap area. The results of such calculations are presented in the Appendix C, for the ID-eSRR and eSRR investigated in detail below. For the slot-like gap of the eSRR, we find that, despite the strong field enhancement, most of the mode volume (in our case, more than 98%) lies outside the gap area. Using a meandering gap brings much more of the mode volume into the gap area (in our case, 11.6%). This leads to the predicted sensor improvement.
Another parameter in Eq. (5) that can be optimized is the -factor. There are various ways how can be improved, e.g., by the use of Fano MMs [40,41] or bound state in the continuum (BIC) MMs [42–44]. We will not address such options here. We only point out that the use of interdigitated fingers in the gap leads also to a substantial increase in . Conventional eSRR MMs with a slot-like gap possess a relatively low -factor due to radiation loss [45]. The introduction of an interdigitated finger structure reduces the radiation loss. The reason is that a significant part of the emission of radiation arises from the gap region. In an interdigitated structure, the dipoles of adjacent minigaps have opposite polarity [as indicated by the black arrows in Fig. 1(b)]; thus, the far-field radiation loss is substantially suppressed. For our structures, the simulations predict that the -factor of the ID-eSRR MM is larger than that of the eSRR MM with the slot-like gap.
3. RESULTS
A. Interdigitated eSRR (ID-eSRR) MM Sensors
Figure 2 shows the structure of the proposed THz sensor based on an interdigitated electric split-ring resonator (ID-eSRR) on a fused silica substrate. We investigate this structure and compare its properties with those of two traditional eSRR structures, also on fused silica, exhibiting different gap lengths.
Figure 2.Proposed interdigitated electric split-ring-resonator (ID-eSRR) MMs for THz sensing applications. In the unit cell structure,
The structural parameters of the ID-eSRR and traditional eSRR MMs are listed in Table 1. They are chosen such that the resonance frequency of the fundamental mode of all structures is close to 300 GHz. All devices have square-shaped unit cells with a side length of and the metal stripes forming the SRRs have a width of in all cases. Structural Parameters (in μm) of the ID-eSRR and eSRR MM Sensors Working at 300 GHzeSRR ( eSRR ( Period ( 240 240 240 Metal stripe length ( 107 150 168 Metal stripe width ( 13.8 13.8 13.8 Gap width ( 12 0.6 12 Finger length ( 11 — — Finger width ( 0.6 — — Minigap width ( 0.6 — —
Of the two traditional eSSR structures, one has a wide gap with the same extension () as the large gap of the ID-eSRR MM. The other structure has a narrow gap () with an extension corresponding to the width of the minigap () of the ID-eSRR structure.
In the ID-eSRR structure with its six pairs of fingers, the finger length () is 1 μm shorter than the gap width (), while the finger width () and the minigap width () between adjacent fingers remain at a constant value of 0.6 μm. In terms of the equivalent circuit model for the resonance mode, the capacitance () is primarily determined by the gap region’s geometry, while the inductance () mainly arises from the metal stripes (with dimensions , ) [45,46].
For the ID-eSRR structure, the equivalent capacitance is high due to the large number of finger capacitors in parallel to each other (a total of 11 minigaps), with the value of each capacitor determined by the minigap width (). Consequently, the equivalent inductance must be lower than that of the traditional eSRR structures to maintain the same resonance frequency. This is achieved by shortening the metal stripes (length ).
Figure 3(a) depicts the spectra of the ID-eSRR MM (black line) and the eSRR structures on fused silica (red and blue lines). Comparing the two eSRR structures with each other, one finds that the one with the narrower gap has a sharper resonance than the one with the wider gap. However, the resonance line of the ID-eSRR structure, while not being the deepest, is found to be the sharpest of all three transmittance resonances, indicating that the -factor of that structure is higher than those of the two eSRR structures. This feature is beneficial for accurately identifying the resonance frequency during measurements.
Figure 3.(a) Transmittance spectra of the bare ID-eSRR and eSRR MMs. (b) Refractive index sensing: frequency shift as a function of analyte thickness (
Table 2 provides a summary of the properties of the resonance lines of the three structures: the resonance frequency; the -factor and its constituents; and the depth of the resonance. The -factor is composed of three contributions, which combine to the total -factor according to Resonance Frequency, Q-factor, Resonance Depth, and Mode Volume for the ID-eSRR and eSRR MMsID-eSRR eSRR ( eSRR ( 296.3 297.5 296.9 43.1 11.0 5.8 113.7 12.5 6.2 71.0 89.9 99.6 3380.3 3122.5 1909.6 0.42 0.56 0.49 26 10 420
The three contributions reflect different sources of loss: radiation loss (determining the -factor component ); conduction or ohmic loss (responsible for ); and dielectric loss (leading to ). The values of the individual -contributions are calculated by numerically varying the material properties of the metal (gold or perfect electrical conductor “PEC”) and the substrate (lossy or loss-free) in the simulations. We then verified that the resultant value of is equal to the value obtained by fitting the resonance curve with a Lorentzian function.
For all the structures, the value of is one or two orders of magnitude higher than or , indicating that dielectric loss in the substrate is negligible compared with the total losses of the MM structures themselves. Among the three structures, the ID-eSRR exhibits the highest value of (43.1), while the eSRR structure with a large gap value () has an extremely low -value (5.8). For both eSRR structures, radiation loss dominates the total loss, whereas, in the ID-eSRR structure, conduction loss is the dominant factor.
To quantitatively evaluate the radiation loss, a single resonator of ID-eSRR and eSRR with a perfect conductor suspended in air is excited with a current source, and the far-field radiation pattern is captured on a sphere placed 1 m away from the resonator. With the introduction of interdigitated fingers, the radiation power density () can be reduced by 10 dB from the simulation results of the electric dipole radiation pattern (additional details included in Appendix A). Regarding the resonance depth (absolute value of the difference between the maximum and minimum transmittance around the resonance frequency), the ID-eSRR structure has a lower value compared with the two eSRR structures.
We now compare the mode volumes of the three types of eSRR structures. To determine the mode volumes, we first calculate the field distributions. The six top panels of Figs. 4(a)–4(c) display the distribution of the electric field amplitude at the height (200 nm) of the metal surface for the three structures at the respective resonance frequency. In the large-gap eSRR structure [Fig. 4(c)], the strongest electric field is found primarily concentrated near the metal edges of the gap. As the gap width decreases from 12 to 0.6 μm, the maximum electric field amplitude increases by a factor of five.
Figure 4.Two top rows of panels: Electric field distribution in the plane of the metal surface at the respective resonance frequency for the three structures: (a) ID-eSRR; (b) eSRR (
The eSRR structure with the narrow gap [; Fig. 4(b)] exhibits a high electric field covering an area approximately equal to the gap area (). Similarly in the ID-eSRR structure [Fig. 4(a)], the field amplitude reaches about the same peak value (the electric field distribution along the axis is provided in Appendix B), and the electric field is also concentrated over the entire gap region, which in this case consists of the 11 meandering minigaps, covering an area of about . The high-electric-field area hence has increased by 8.8 times by the introduction of the interdigitated fingers. Consequently, this leads to a larger numerator in Eq. (2), and significantly larger frequency shifts can be expected upon analyte sensing.
Before continuing with the mode volume, we point out a feature of the field distribution that is important for sensing applications. The three panels at the bottom of Fig. 4 display 2D cuts through the 3D electric fields along the red dashed lines shown in the middle row of panels. There is a remarkable feature in Figs. 4(a) and 4(b): the electric field in the gaps is mainly concentrated in the air (or the vacuum) between the metal edges and only weakly extends into the substrate. This feature is attributed to the reduction of the fringing field as the distance between the metal edges (0.6 μm) decreases to a similar scale to the height of the metal edges (0.2 μm). The benefit of this field concentration is that it is in the free space of the gaps and is available for interaction with an analyte.
We now turn to the mode volume of the three types of structures. Table 2 lists the values of the mode volume calculated with Eq. (3) for the three structures. The mode volume of the small-gap eSRR structure () is only 2.4% of that of the large-gap eSRR structure (). By introducing interdigitated fingers, the mode volume of the ID-eSRR structure is raised to , which amounts to 2.6 times the mode volume of the small-gap eSRR structure. Expressed in terms of the resonance wavelength in free space, it is equal to .
It is apparent that the mode volume does not increase as rapidly as the area . The reason is that the electric energy contained within the gaps is only a small portion of the total energy stored in the resonator. For example, this factor is only 11.6% for the ID-eSRR structure and 1.76% for the eSRR structure with . Increasing the high-electric-field area does not proportionally increase the total energy (detailed information regarding this factor is provided in Appendix C). From those numbers and according to Eq. (2), the sensitivity and the TN-FOM of the ID-eSRR structure are estimated to increase by about 3.5 and 15 times, respectively, compared to those of the small-gap eSRR.
B. Simulated Performances of Thin Film Sensing
The resonance frequency experiences a redshift when a homogeneous layer of dielectric analyte is deposited onto the MM. The extent of frequency shift depends on the thickness and refractive index of the analyte. We perform CST simulations for an analyte for which we assume its complex-valued relative permittivity to be (equal to that of the fused silica substrate). We assume in the simulations that the analyte is an interrupted layer, as shown in the inset of Fig. 3(b). Figure 3(b) compares the resonance frequency shift of the ID-eSRR and eSRR MMs as a function of the thickness of the analyte layer (20 to 1000 nm). The resonance frequency shift exhibits a nonlinear relationship with the analyte thickness due to the exponential decay of the evanescent electric field from the metal surface to the upper air region [31]. Therefore, as the analyte thickness increases, the frequency shift initially rises rapidly, and then increases more gradually before eventually saturating. When the analyte thickness is 100 nm, the frequency shift for the ID-eSRR structure is 21.1 GHz, which is 14.1 times that of the large-gap eSRR structure and 3.8 times that of the eSRR structure with the small gap. With an analyte thickness of 1000 nm, the frequency shift for the ID-eSRR structure increases to 66.1 GHz, which is 2.6 times (respectively, 6.7 times) the value for the large-gap (small-gap) eSRR structure. The ID-eSRR MM sensor promises hence to be much more sensitive than the eSRR MM sensors, especially so if the analyte layer is thin.
Table 3 compares the calculated values of the sensitivity (in GHz/RIU), the figure of merit (FOM, in units of ), and the thickness normalized FOM (TN-FOM, in units of ) of the three sensors. The ID-eSRR MMs exhibit advantages in terms of high values of the -factor, sensitivity, and FOM. When the analyte thickness is 100 nm, the sensitivity of the ID-eSRR structure is 3.8 times, and the FOM (TN-FOM) value is 15.1 times that of the small-gap eSRR MM. The numbers from these independent simulations are consistent with the estimations from Eq. (2), as mentioned in the previous section, confirming the validity of perturbation theory. Putting this performance into perspective with the literature on MM sensors, we note that the ID-eSRR MM has a higher sensitivity for a layer thickness of 100 nm than what the device of Ref. [14] reaches for an analyte thickness of 2.17 μm (8.1 GHz/RIU). It should be noted that the frequency shift and sensitivity of the ID-eSRR structure can be further enhanced by decreasing the width of the minigaps (g). Additional information regarding this improvement is provided in Appendix D. Sensing Performances of the ID-eSRR and eSRR MMsStructure Analyte Thickness (nm) FOM ( TN-FOM ( ID-eSRR 100 22.6 3.29 32.87 500 63.0 9.16 18.33 1000 70.1 10.20 10.20 eSRR ( 100 5.9 0.22 2.18 500 20.5 0.76 1.52 1000 27.7 1.02 1.02 eSRR ( 100 1.6 0.03 0.31 500 6.3 0.12 0.25 1000 10.5 0.21 0.21
C. Proof-of-Principle Experiment
The scanning-electron-microscope (SEM) image of a single ID-eSRR resonator is shown in Fig. 5(a). In Figs. 5(b) and 5(c), we present the simulated and measured transmittance spectra, respectively, for both types of MM sensors. The agreement among the resonance frequencies, the amplitudes, and the shapes of the simulated and measured spectra is quite satisfactory. The remaining discrepancies may stem from the different illumination conditions in the simulations and measurements: the simulations assume a plane wave with a well-defined wave vector, while the measurements are performed with a focused THz beam with an angular spread of wave vectors, for which the MM’s response may vary (further details are provided in Appendix E). Additional deviations may arise from different values of the substrate permittivity and the metal conductivity in the experiment and simulations as well as fabrication tolerances, particularly with regard to the metal fingers.
Figure 5.(a) SEM image of an ID-eSRR structure fabricated by electron beam lithography. (b) Simulated transmittance spectra of the ID-eSRR MM (
Figures 6(a) and 6(b) present the measured transmittance spectra for the empty and analyte-loaded ID-eSRR and eSRR structures. Data for five distinct values of the layer thickness are shown. These are for the ID-eSRR sensor 23, 47, 71, 95, and 150 nm, and for the eSRR sensor 20, 43, 68, 90, and 155 nm. For each spectrum, we determine the respective resonance frequency. In the case of the ID-eSRR sensor, this is simply the frequency position of the transmission minimum [marked by an upward-pointing black arrow in Fig. 6(a)]. For the eSRR sensor, the minimum is difficult to identify directly. We determine it by fitting the resonance curve with a Lorentzian function around the broad transmission valley. It is obvious that the presence of the analyte leads to a much stronger shift of the resonance frequency in the case of the ID-eSRR MM as compared with the eSRR MM. It should be noted that the resonance depth of the ID-eSRR sensor decreases with the increase of analyte thickness. This modulation is mainly caused by the Fabry–Perot resonance within the thick substrate. Further details are provided in Appendix F.
Figure 6.(a) Measured transmittance spectra of the ID-eSRR structure loaded with a
Figure 6(c) displays the resultant frequency shifts for the two structures. For comparison, we also include the simulated frequency shifts. Theory and experiment confirm the superior sensitivity of the ID-eSRR structure. At a thickness of around 20 nm, the ID-eSRR structure exhibits a measured frequency shift of 8.1 GHz, compared with a value of 1.4 GHz for the eSRR structure, a nearly six times better performance. For a thickness of about 150 nm, this ratio is even larger, reaching a value of 8.4. There, the -factor, sensitivity, and FOM value of the ID-eSRR structure are higher by factors of 6.6, 8.4, and 55.3, respectively. For both structures, a weak trend toward saturation is observed.
4. DISCUSSION
One notices in Fig. 6(c) that the measured frequency shift is always larger than the calculated one. We attribute this systematic difference to the treatment of the analyte layer in the simulations as an interrupted film [Fig. 3(b)]. Because the film thickness is inferior to the MM thickness (200 nm), there always exists additional analyte on vertical edges (the plane) of fingers in the sputtering process, which cannot be properly considered in the simulation. As the electric field is strongly concentrated in that gap, the simulations underestimate the strength of the interaction between the field and the analyte material.
We now come to a comparison of the measured performance parameters of the ID-eSRR MM sensor with the literature. In Table 4, we list analyte thicknesses, resonance frequencies, -factors, , and FOM (TN-FOM) values as well as the unit cell structures of various MM sensors. Where experimental data are not available, we list simulation results taken from the publications. When making comparisons, one should bear in mind that the respective literature studies have been performed not only at different resonance frequencies but also for different types of analytes and values of the analyte thickness. As already demonstrated by the simulation results for our sensors in Table 3, and FOM (which correct for the different refractive-index values of the various analytes) increase with analyte thickness, which is a feature that is also true for the sensors studied in the literature. Performance Comparison with Other THz Metamaterial Sensors Described in the Literature Data derived from experiments. Simulation values are used because the experimental values are not available.Analyte Thickness FOM ( TN-FOM ( Unit Cell Structure Reference 2.17 μm 407 4 8.1 0.08 0.04 SRR [ 1 μm 515 28 16.7 0.91 0.91 aDSRR [ 345 nm 136.5 11.8 7.5 0.65 1.88 Labyrinth [ 250 nm 422.6 9.6 6.0 0.14 0.54 Toroidal aDSRR [ 240 nm 600 10 18.0 0.30 1.25 I-shaped structure [ 40 nm 990 20 10.8 0.22 5.45 aDSRR [ 47 nm 276 17.7 12.1 0.78 16.51 ID-eSRR This work 150 nm 276 17.7 33.5 2.15 14.32 ID-eSRR This work
However, Table 4 still allows us to make statements on the relative performance of the ID-eSRR MM. At an analyte thickness of 150 nm, the FOM value of the ID-eSRR structure outperforms that of all other reported sensors, most of which were subjected to the tests with thicker layers. Only for one MM, the literature reports measurements at small thickness; this is the aDSRR (quasi-BIC) sensor of Ref. [39], a state-of-the-art device whose operation principle is based on a Fano resonance. To keep the field concentrated above the substrate, it was built on a membrane with a low dielectric constant; the resonance frequency was chosen high (990 GHz) for a high field extension into the air. Even so, it reaches, at an analyte thickness of 40 nm, a value of that is quite similar to that obtained with our ID-eSSR MM at a thickness of 47 nm; however, the FOM and TN-FOM achieved with the ID-eSSR sensor are considerably higher.
Finally, we compare with the performance parameters of the I-shaped sensor of Ref. [17], which was also operated at a higher resonance frequency (approximately 600 GHz) than our ID-eSRR device. For a layer thickness of 150 nm, the latter reaches better values of and FOM than what were obtained with the I-shaped sensor at a layer thickness of 240 nm. From Figs. 6(a) and 6(c) and Ref. [17], we find that the ID-eSRR MM sensor reaches about the same absolute frequency shift (18.6 GHz) as the I-shaped sensor but already for a layer thickness of 71 nm instead of 240 nm and this at a much lower resonance frequency.
These results corroborate the exceptional sensitivity of the proposed ID-eSRR sensor in detecting analytes and that it is especially well-suited for low analyte thickness.
5. CONCLUSION
In conclusion, we have proposed a general optimization method for designing high-performance planar metamaterial sensors operating at terahertz frequencies. This method relies on simplified dielectric perturbation theory. By utilizing resonators with high -factors, reduced mode volumes, and enhanced overlap volume between the high-electric-field region and the analyte material, sensor sensitivity can be significantly improved. This approach serves as a versatile method for the sensitive detection of thin dielectric films and minute traces of molecules.
As a demonstration and application of dielectric perturbation theory, we designed a sensitive metamaterial-based terahertz sensor for thin-film analytes. The metamaterial’s unit cell comprises an electric split-ring resonator with a gap in the metal stripes implemented as an interdigitated finger structure. The device is tailored for a resonance frequency of 0.3 THz. In comparison with its parent metamaterial featuring a slot-like gap (denoted as length in the main text) instead of the meander-like gap between interdigitated fingers, the novel structure exhibits a significantly higher -factor and strong electric-field enhancement over a sizable area. Consequently, this leads to a significantly enhanced sensitivity, FOM, and thickness-normalized FOM. In a proof-of-principle experiment involving a analyte layer, we observed a more than fiftyfold increase in FOM (TN-FOM).
This innovative sensor holds promise for label-free and amplification-free detection of trace amounts of analytes, particularly biomolecules such as DNA and proteins. Importantly, the sensors can be implemented across a wide range of frequencies due to the frequency-scalable nature of the design.
6. METHODS
A. Electromagnetic Simulations
We use the CST Studio Suite (Dassault Systèmes) with a frequency-domain solver to compute the transmittance spectra of the three MM structures across the frequency range of 200 to 400 GHz. In simulations, the MM structure is modeled with periodic boundary conditions along the and directions and a perfectly matched layer along the direction. The thickness of the gold metallization is assumed to be 200 nm, with a conductivity of gold of . The substrate material is fused silica with a thickness of 150 μm, characterized by a relative permittivity of 3.75 and a loss tangent of 0.0004. The incident THz radiation is polarized along the direction of the interdigitated fingers ( direction in Fig. 2).
B. Sample Fabrication
To validate the simulation results, we fabricated two MMs via electron beam lithography (EBL). One of them features an ID-eSRR design with parameters and . The other structure serves as a reference; it has an eSRR configuration and a gap without fingers with . The ID-eSRR MM consists of unit cells, while the eSRR MM has unit cells, and the two MMs have a size of . The substrate is 500 μm thick. The fabrication process started with the deposition of a thick layer of polymethyl methacrylate (PMMA) 950A11 (1.8 μm) on a fused silica substrate with a size of . Due to the transparent nature of the fused silica, an additional photoconductive polymer layer (40 nm) was deposited over the PMMA layer (AR-PC 5092.02). Two EBL exposure steps were performed to design the MMs. The first exposure was used to create the markers used to detect the sample height in the EBL machine. The second exposure was performed to create the MMs with different features. After each exposure, metallization lift-off processes were performed. The 10/200 nm thick Cr/Au films were deposited by e-beam evaporation after the second EBL exposure.
C. Terahertz Characterization
Transmission THz measurements are performed with a continuous-wave THz spectroscopy system operating in the frequency domain. This system is based on a TeraScan 1550 system from TOPTICA Photonics AG, which offers high bandwidth, high dynamic range, and spectral resolution of 1 MHz [49]. To adapt it for the characterization of the MM sensors, four off-axis parabolic mirrors (focal length of 4 in. and diameter of 2 in.) are incorporated to create a quasioptical transmission path with an intermediate focal plane, where the MM sensor is positioned. A vacuum holder for the specimens is mounted on motorized linear stages (MICOS LS-65). It is designed to enable reproducible, precise mounting of the MMs. During all measurements, spectral scans are performed with a scan speed of 240 GHz/min and a lock-in integration time of 10 ms. All scans are repeated five times, and the mean value is taken for the evaluation and plotting of the transmission spectra.
D. Deposition of a Nanoscale Thin Film Analyte
In order to assess the sensitivity of the sensors, we deposit layers of with varying thickness onto the sensor surface using a self-built RF magnetron sputtering chamber with a target, offering a sputtering rate of around 0.25 nm/s. We begin with a thin layer, then measure the transmittance, and then deposit more onto the specimen for the next measurement cycle. This process is repeated several times. During each sequence, the actual thickness of the layer is determined with a surface profilometer (Bruker Nano-Dektak). Before each sputtering process as well as before each THz measurement, the MM sensor is cleaned with acetone (3 min) and isopropanol (3 min) and then dried in nitrogen gas flow to ensure that the surface of the sensor is free from contamination.
Acknowledgment
Acknowledgment. L. Cao acknowledges support from the HUST Overseas Training Program for Outstanding Young Teachers. The computation was completed in the HPC Platform of Huazhong University of Science and Technology.
APPENDIX A: RADIATION PATTERN
To specifically investigate the impact of finger structures on radiation loss, a single resonator of ID-eSRR and eSRR with a perfect conductor suspended in air is excited, and the far-field radiation pattern is captured on a sphere placed 1 m away from the resonator [
Figure 7.Radiation power flow on a sphere with a radius of 1 m for a single resonator in air: (a) ID-eSRR; (b) eSRR (
Figure 8.2D projection of the radiation power flow of a single resonator in air: (a)
APPENDIX B: ELECTRIC FIELD DISTRIBUTION ALONG Z AXIS
Figure
Figure 9.Electric field enhancement factor (
APPENDIX C: GAP ELECTRIC ENERGY FACTOR
In order to quantitatively calculate the influence of high electric field region on the frequency shift, we introduce a new specification parameter “gap electric energy factor,” defined by the ratio between the electric energy within the gap and the total energy within the resonator,
APPENDIX D: INFLUENCES OF MINIGAP WIDTH
The performance of the ID-eSRR MM sensor is closely related to its structural parameters, especially the minigap width (). Keeping other structural parameters constant, Fig.
Figure 10.Influences of minigap width (
APPENDIX E: INFLUENCES OF THE INCIDENT ANGLE OF THZ RADIATION ON TRANSMISSION SPECTRA
Figure
Figure 11.Transmittance spectra for the ID-eSRR MMs sensor at different incident angle of THz radiation.
APPENDIX F: INFLUENCES OF THE ANALYTE THICKNESS ON TRANSMISSION SPECTRA
In addition to the cause of frequency shift, the amount of analyte will also influence the resonance depth. Figure
Figure 12.Transmittance spectra for the ID-eSRR MMs sensor with the variation of analyte (
References
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[35] C. Gerry, P. Knight. Introductory Quantum Optics(2004).
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